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Tema: A History of Spain and Portugal

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    Respuesta: A History of Spain and Portugal

    A History of Spain and Portugal
    Vol. 1
    By Stanley G. Payne

    Chapter Four
    Castile-León in the Era of the Great Reconquest

    The Hispano-Christian reconquest and reoccupation was a continuing process of more than seven centuries, punctuated, however, by long pauses which Muslim strength, Christian exhaustion, or internal quarreling made inevitable. The reconquest may be divided into seven phases:

    1. Ca. 740-790: conquest of the southern Cantabrian foothills and lower Galicia
    2. Ca. 850-950: expansion into the Duero valley (in Catalonia, conquest of central Catalonia)
    3. Eleventh century: conquest of the central plateau and central Portugal
    4. Early twelfth century: conquest of lower Aragón and southwestern Catalonia and expansion of the southern and southwestern borders of Castile-León into Extremadura
    5. Thirteenth century: climactic period of the reconquest, with the conquest of the Balearics, Valencia, all the south-central peninsula, and most of the south, save for the emirate of Granada and a few coastal points
    6. Early fourteenth century: minor extension of Castilian territory along the southern coast
    [56] 7. Fifteenth century: completion of the reconquest, ended by the occupation of Granada (1482-1492).

    It should be kept in mind, of course, that there was often a lag of one hundred years or more between conquest and effective settlement or occupation.

    The New Power Balance and Renewal of Leonese-Castilian Imperialism

    The collapse of the Cordoban caliphate opened the way to a drastic change in the power balance of the peninsula. While Muslim leadership and strength splintered, the Christian principalities were expanding with a vigor only partially related to demographic changes. for the Christian states were still more lightly inhabited than the taifa lands. Key to the expansion were the recuperation of Leonese strength and unity and the reunification of Castile and León under the Castilian monarchy, accompanied by reinvigoration of the old Leonese program of imperial reconquest and Hispanic unity, first sketched out in the eighth century. A secondary factor of some importance was the development of mailed heavy cavalry, which had a distinct advantage over Muslim light cavalry and infantry, though it is not clear to how great an extent the Leonese-Castilian forces actually relied on heavy cavalry. Aragón and Catalonia also increased their military power, assisted by French adventurers and crusaders, but their forces remained much smaller than those of the large kingdom of León-Castile.

    The reunification of León and Castile was accomplished by Fernando I (1037-1065), second son of Sancho el Mayor, who had inherited the county of Castile and raised it to the rank of kingdom after the Navarrese "anti-emperor"'s death in 1035. Meanwhile the young Leonese king, Vermudo III (1028-1037), had regained his capital after Sancho's death and begun to reassert the imperial sovereignty of the Leonese crown. In the process, he tried to reoccupy the territory in eastern León that had been seized earlier by Sancho for Castile, but was killed in battle by the Castilian forces of Fernando in 1037. Since Vermudo left no heir, he was succeeded by his rival, Fernando of Castile, who also happened to be Vermudo's brother-in-law, since Fernando was wed to a Leonese princess. Henceforth Fernando was ruler of "Castile-León," the younger and less-developed kingdom taking precedence in the royal title of the Sánchez dynasty because it was Fernando's inherited patrimony, whereas the larger and more important León was an acquired territory. In fact, [57] the main role in the later reconquest by Fernando was played by the militant aristocrats and expansionist prelates of wealthier, more developed, and more imperial-minded León.

    The united Castile-León of Fernando I fell heir to the historic Leonese imperial program, interrupted by a century of internal weakness and Muslim pressure. Nearly two decades were passed in recuperation, restoration of unity, and settlement of the border quarrel with Navarre, finally resolved in 1054 with the death of the Navarrese king, García. In the following year Fernando I launched the first of a series of assaults against the Muslim border taifas that filled the last decade of his reign. The major territorial conquests were made in the southwest, where Viseu was seized in 1057 and Guarda and Coimbra in 1064. More important geopolitically and economically was the reduction to tributary status of the three leading taifa emirates along the frontier--Badajoz, Toledo, and Zaragoza. Large annual parias (tribute payments) swelled the resources of the Castilian-Leonese crown and encouraged the military mercenary, overlord, ethos that was developing more markedly in Castilian-Leonese society than in the Pyrenean counties.

    Though Fernando I had adopted the imperial reconquest program of the traditional Leonese monarchy, he proved unable to resist the feudalizing inheritance policy that had been introduced by his father. He divided his domains among his three sons and awarded territorial grants to his two daughters, giving them the title of queen. This created intense conflict and rivalry after Fernando's death. At the end of seven years of internecine strife, the second son reunited the dual kingdom as Alfonso VI of Castile-León (1065-1109) and, in Leonese terminology, "Emperor of Hispania."

    Leonese imperial policy could now be resumed. Within another decade most of Al-Andalus had been subjected to tributary status under the Leonese crown, and in 1082 Alfonso VI led an expedition to the southern tip of the peninsula, where he rode his horse out into the water in a symbolic gesture to show that all of Hispania was under Leonese suzerainty. The city of Toledo was a major prize, and key to the peninsula's fairly populous and productive central plateau. That entire region had been seized directly by 1085, moving the boundaries of Castile-León far southward from the Duero to the Tajo river valley and establishing Leonese dominion in the very center of Hispania. Reoccupation of the Visigothic capital gave further impetus to the imperial pretensions of the Leonese crown.

    Territorial expansion and the large income from parias also opened a new era in the economic affairs of León and Castile. Urban life developed, as new towns were founded and the few already established grew. Commerce increased and began to acquire a significance [59] it had never known before. This was stimulated by Alfonso VI's encouragement of the immigration of monks, merchants, and artisans, who helped form the nucleus of a middle class in the towns of northern Castile and León. It was also assisted by the growth in traffic along the road to Santiago de Compostela, whose shrine had become the destination of thousands of west European pilgrims. The new prosperity stimulated building, the endowment of churches, the development of the arts, and the general growth of Leonese culture. Population expanded, and by 1100 the greater kingdom of Castile-León numbered approximately two and a half million inhabitants.


    Resettlement of the Region between the Duero and Tajo: The Concejos of Castile and Leon


    Much of the newly acquired land between the Duero and Tajo was taken over by common soldiers and peasant immigrants, who formed communities that were given royal charters (fueros) as semi-autonomous concejos (council districts). The concejos covered most of the territory in the region. They were not so much municipal governments as governing councils of rural districts with a fortified village or small town in the center of each to serve as cattle market and military rallying point. The larger concejos thus included sizable tracts of land surrounding the main town around which they were organized. Concejos were organized on a semi-egalitarian basis; in some districts all the local vecinos, or permanent residents, had a voice in choosing the local council, though in others the most vigorous or wealthy soon formed a local oligarchy. Most of the land within the concejos was held under varying terms of condominium or communal ownership, though agricultural as distinct from pastoral land was sometimes set aside as strictly personal property. A considerable share of each district was held as tierra concejil-"council land" of the community. Other portions were classified as bienes de propios, semiprivate lands still subject to community regulation. Since animal-grazing was the basis of the economy, the principle of absolute private property was less useful. Under the terms of their fueros, most concejos were free to administer their local affairs and dispense justice, and were nominally responsible to the crown only for payment of taxes and military levies. The most important of the concejos were Salamanca, Avila, and Segovia. Though concejo settlement had begun by the mid-eleventh century, it was not complete for more than one hundred years, until after the frontier had moved south of the Tajo.

    The founding of the eleventh-century concejos was accompanied by the establishment of an intermediate military elite in New Castile [60] and lower León--the caballeros villanos or commoner-knights. This had already begun in Castile during the tenth century and had been hastened by two developments. First, there was the tendency, already marked by the tenth century, for the aristocracy in León and to a lesser degree in Old Castile to settle into an hereditary caste. What had earlier been a military and administrative service aristocracy had established itself as a privileged group, exempt from taxation and in some cases even military service, but enjoying hereditary dominion over lands and other perquisites, and among the high aristocracy over family titles as well. All this elevated its members into a feudal caste of regional socio-economic domination in Galicia, Old León, and Old Castile and deprived the crown of many of the services for which aristocratic status had originally been the reward. Second, the heightened warfare of the tenth century, followed by the renewed expansion of the eleventh, called for more mobile and offensive forces than had been needed for scattered raiding and defensive warfare in the northern hills. The Christian principalities had to expand heavy cavalry to secure military domination, but it was an expensive process.
    The cheapest, most direct way was through broad expansion of the class of caballeros villanos, ordinary peasants who proved themselves in battle and were granted sufficient land or condominium shares in the concejos to maintain their expensive military equipment and retinue. Such expansion was made possible by the fact that horses were more available to commoners on the Hispanic frontier than anywhere else in western Europe. Formation of this nonaristocratic military elite strengthened royal power, discouraged aristocratic factionalism, and built military strength in the frontier areas where it was needed most. It recognized and reaffirmed the open society of frontier Castile-León, where common shepherds and peasants could rise to elite status.

    Prominence of the Medieval Hispanic Venturero

    During the eleventh century there emerged the Hispanic venturero (adventurer, professional soldier or mercenary), who for five hundred years was to be a common figure throughout western Europe and the Mediterranean and even parts of central Europe and northwest Africa. Ventureros came from all the Hispanic principalities, but the exorbitantly military style of Castile, coupled with its poverty, made professional warriors more often than not Castilian in origin, though probably the most famous of all were the special companies of Catalonia. Whether campeadores on land or mareantes on the sea, they were found in almost every theater of operations; Hispano-Christian [61] mercenaries were the last elite corps defending the fanatically Muslim Almoravid empire. Generations of this kind of experience found their fruition in the epic conquistadores of the sixteenth century.

    The Reconquest Checked: Rise of the Almoravid Empire

    By the time of the incorporation of Toledo, Alfonso VI was collecting tribute not merely from Muslim frontier districts but from the taifas of Seville, Granada, and other important southern regions. He demanded that a lieutenant from among his officials be allowed to supervise the government of the emirate of Seville. Other military lieutenants occupied strategic fortresses in the south central, southern, and southeastern parts of the peninsula to ensure Castilian military dominance and continued tribute payments.

    In 1085, there seemed nothing to hinder Castilian conquest of all the taifas of southern Hispania, though the economy and culture of the south continued to flourish. Silks, leather goods, cotton textiles, pottery. and farm products made the taifas the economic wonder of the peninsula, and their commerce remained extensive, but tribute payments were raised higher and higher, threatening to bleed away this prosperity. The only hope of respite from Castilian pressure was Muslim assistance from outside the peninsula.

    Relief was available from the forces of a dynamic new Muslim power that had swept across Morocco from the western Sahara during the past generation. In 1039, a Maghrebi jurist and evangelist had been invited into the western Sahara to inculcate formal Islamic practice among the wild Touareg tribes of that region. This faqih, Ibn Yasin, preached a simple, ascetic, as well as militant interpretation of Islam and quickly collected a following calling themselves al-murabi-tun ("united for holy war"), westernized as Almoravids. In their fanatical fervor, the Almoravids preached the jihad and spread across the western Sahara like the early followers of Mohammed in the Arabian Hedjaz. The Almoravids' militant, puritanical doctrine--advocating strict, literal obedience to the Koran, daily ablutions, the shunning of money-making, the giving of alms and rejection of vice, and the fear of hell counterbalanced by hope of salvation through militant implementation of the will of Allah--caught fire among the fierce, half-pagan tribesmen. Within twenty years the Almoravids carved out a loose, theocratic state that covered much of the western Sahara. Though in theory submissive to the sovereignty of the Fatimid caliphate at Cairo, the Almoravid state actually constituted an independent empire. It conquered the tribes of the upper Senegal, spilled over into western Algeria, and invaded sedentary and more [62] cultured Morocco. The Almoravids brought a promise of lowered taxes and relief for the poor, and by 1080 nearly all Morocco had been conquered.

    As early as 1077, the Almoravids had been approached for military assistance by taifa representatives. The conquest of northern Morocco was completed in 1084, one year before Toledo was incorporated into Castile. The need of the taifas was desperate, and in 1086 an explicit invitation to cross the straits was tendered by al-Mutamid of Seville, who at the same time sought to make sure that the taifas would not fall under Almoravid domination. The invitation to do battle in support of the emir of Seville against Castile was accepted by the Almoravid leaders as a logical extension of their jihad.

    As usual, Alfonso VI seized the initiative, meeting the Almoravids on Muslim territory at Sagrajas (near Badajoz). The Almoravid forces relied chiefly upon compactly organized, trained infantry, armed with lances and javelins and protected by hippopotamus-hide shields. In addition, they included an elite corps of black African guards, light cavalry interspersed with small camel corps to frighten the enemy's horses, and units of archers and crossbowmen. At Sagrajas the forces from Seville bore the brunt of the formidable Castilian charge while a mobile portion of the Almoravids flanked the Castilian host and struck their camp from the rear. Defeated, the Castilians retreated in fairly good order, and the Almoravids retired to Africa without exploiting their victory.

    The only real prospect for independence of what remained of Al-Andalus--still nearly two-thirds of the peninsula--seemed to lie in a permanent Almoravid military presence. This left the taifa rulers in a dilemma, for they were no more eager to be taken over by the fanatical, somewhat primitive Almoravids than by the equally rigorous Castilians. By 1090, however, an Almoravid party had formed among the people of some of the larger taifa cities. It was led by fanatical faqihs and supported by Muslim traditionalists increasingly conscious of their Muslim identity and fearful of Christian domination; also by the poor, hoping for relief. The Almoravid leader, Yusuf ibn Tashfin, had gauged the feebleness of the taifa emirs, weak in religiosity, many of them steeped in self-indulgence. He returned to the peninsula in 1090 and within two years had seized the main taifa capitals in the south. Soon nearly the entire southern half of the peninsula had been incorporated in the Almoravid empire. The frontier then for several decades was stabilized south of the Tajo, since the Almoravids were not strong enough to assault the new line of Castilian settlements in the very center of the peninsula.

    There seems little doubt that Almoravid rule was at first fairly popular among Hispano-Muslims. Yet the Almoravid military elite [63] was culturally inferior to its appanage, and the Almoravid period is sometimes painted as one of intolerant suppression of the "high culture" of the taifas by the puritanical and fanatic Africans. It is true that secular poetry and the use of musical instruments were discouraged, but the decorative arts, song, and popular poetry continued to flourish. The achievements of Hispano-Muslim culture in the second half of the twelfth century attest its survival under the Almoravids.

    With the eleventh-century shift in power and the subsequent establishment of the Almoravid empire in southern Hispania, the sense of ethno-religious identity among Hispanic Muslims and of intense hostility toward Christians was sharpened. The traditionalist Malikite rite, which had become less universal, was rigorously reimposed, and the ulemas (religious teachers) were employed as an instrument of policy. What remained of the traditional Hispano-Muslim "discriminatory toleration" ended with the Almoravids, who inaugurated a policy of direct persecution of the few remaining Christians in the south. Jews also suffered and for the first time were beginning to look to the Christian princes as saviors from Muslim persecution. This was a consequence of the Almoravid interpretation of the jihad, and something of the same degree of militance and intolerance was begining to be shared by Hispanic Muslims as well. By the twelfth century the gap between Christian and Muslim Hispania was greater than ever before.

    The Epic of the Cid

    As Almoravid power grew, it veered away from the strongly-held Castilian center of the peninsula toward the prosperous urban centers and irrigated fields of the east coast. There at Valencia the greatest military figure of medieval Hispania, the legendary national hero Rodrigo Diaz de Vivar, known from the terminology of his Muslim subjects as the Cid, had carved out an independent protectorate.

    As far as is known, the Cid was a renowned Castilian knight, vassal of Alfonso VI, banished from his native kingdom because of a misunderstanding. He entered the military service of the emir of Zaragoza and gained more laurels in the eastern part of the peninsula. As the Almoravid danger grew, he was accepted again into the service of the Leonese crown, and though Alfonso VI remained jealous and suspicious, he was granted hereditary autonomous dominion, under the crown of León, of all Muslim land that he could conquer in the peninsula's east. Between 1088 and 1092 the Cid carved out a domain reaching from the region of Lérida and Tortosa down to Valencia, and proved a shrewd ruler as well as a clever and ruthless warrior. [64] Large tribute payments were exacted from the Muslims, in keeping with the Hispano-Christian practice. In 1092 the pro-Almoravid party in wealthy, populous Valencia rebelled against their emir, who was a vassal of the king of León. Mobilizing his maximum force, the Cid took advantage of civil strife in Valencia to add that city to his domain after a long siege that decimated the Muslim population. Major Almoravid counteroffensives to regain Valencia were twice defeated, and even the Muslims admitted the extraordinary astuteness and military prowess of the new Valencian overlord. The Cid combined some of the prime characteristics of the new Hispanic society of his time. He represented the growing initiative of Castile, personified the ideal of the warrior overlord, and prosecuted the reconquest while demonstrating an understanding of Muslim psychology and ability to treat with and govern Islamic people. During the last decade of his career he cooperated with Leonese, Aragonese, and Catalans in the crucial struggle against the Almoravids. After he died in 1099, however, the Levantine regions could not be defended. Alfonso VI drove off a Muslim force that besieged the Cid's widow in 1102, but lacked the strength to do other than evacuate and burn Valencia. The surrounding district was immediately seized by the Almoravids.

    The Succession Crisis and the Social Revolt of 1109-1117

    The second half of Alfonso VI's long reign (1065-1109) was a painful anticlimax. At one point this Leonese-Castilian king who called himself emperor had seemed to be wresting nearly the entire peninsula from the Muslims, only to lose most of the remaining Muslim territory back to the Almoravids after his harsh tributary policies encouraged African intervention. He had been the most European of Leonese kings; he had tried to bring Castile-León fully into the orbit of European diplomacy for the first time and had encouraged the official Romanization of Castilian Catholicism (see chapter 7). During his long reign he had displaced both his brothers and outlived four wives, but after 1086/1089 his armies remained largely on the defensive. New Castile was devastated by Almoravid raids in 1097-1099 and 1108, suffering lesser incursions in between.

    Despite his four marriages, Alfonso VI left only two daughters upon his death in 1109, one, Urraca, legitimate, and the other, Teresa, a bastard. Alfonso, who had established strong political and religious ties with Burgundy and had married three French princesses, had wed both his daughters to prominent Burgundian nobles seeking their fortunes battling the infidels in Hispania. Teresa and her husband, [65] Count Henrique, had been awarded the county of Portugal (roughly the northern third of modern Portugal), which formed the southwestern corner of the kingdom of León. Intent upon expanding their patrimony, they began to intrigue against the crown while governing their own territory independently. The resulting emergence of the independent kingdom of Portugal is the topic of chapter 6.

    Alfonso's heiress, Urraca, was already widowed at her father's death. According to Leonese custom, the crown could not be inherited by a woman alone, so immediately after the death of Alfonso VI she was wed to the only reigning king in Hispania, Alfonso I "the Battler," sovereign of Aragón and Navarre (which was for several generations under the Aragonese dynasty). The marriage reunited the eastern and western branches of the Sánchez dynasty that had split in 1035, but it was a political and a conjugal failure from the beginning. Dona Urraca was stubborn, independent, and given to frequent changes of mind; the Battler was a pious crusader, apparently with a streak of misogyny in his nature, who devoted himself to a rarely interrupted series of campaigns against the Muslims. The powerful Leonese magnates resented a strong new king and were rebellious and eager to increase their own power. Conflict between king and queen and the machinations of grasping nobles had by 1110 led to civil war in León.

    The struggle was deepened and complicated by the first major social revolt in Leonese history, led by the middle classes in some of the newly expanded towns of northern León and Castile and to some extent spearheaded by French immigrants. Their uprising against the exactions of regional overlords was much like the revolt of communes in France during the twelfth and thirteenth centuries. In a few regions there were also rebellions by peasants bound in servitude, supported by poor village priests who sympathized with their lowly parishioners against the wealthy prelates and big monasteries. Some of the townspeople looked to Alfonso the Battler as their champion, for he had been generous toward the towns and the small commercial class in his own kingdom, where there was not yet a large, powerful aristocracy or strong establishment of monasteries to dominate society.

    Most of the Leonese aristocracy and church hierarchy struggled to isolate Alfonso from his new kingdom. The marriage between distant cousins was annulled by the papacy as incestuous, and after several years of political frustration and civil war Alfonso the Battler withdrew completely and returned to his raids against the Muslims, leaving Urraca's very young son by her first marriage to eventually succeed him as Alfonso VII of Castile-León.

    The social revolt was not put down finally until 1117, but it ended with complete victory for the upper classes, and some of the townspeople [66] active in the rebellion were forced to leave the kingdom. The outcome was frustrating to social and economic change. Towns in Castile-León remained comparatively few, small, and poor; internal affairs of the kingdom were dominated by the aristocracy to an extent greater than in the more rapidly developing areas of western Europe. The status of the concejos in the southern half of León-Castile was hardly affected, but the rural, agrarian character of the Leonese-Castilian economy was accentuated. The later twelfth century, marked by internal disorder and wars, was a time of relative economic decline. The society was still composed almost exclusively of aristocrats and peasants, warriors, priests, and shepherds, and was not developing the urban middle class and economy that were changing France, the Low Countries, west Germany, and northern Italy. The kingdom's primary export was wool to the textile towns of France, England. and the Low Countries, supplemented by other products of the countryside such as wax, hides, and honey. The extension of this rurally produced, partly aristocrat-dominated export trade in the second half of the eleventh century did, however, encourage commercial and maritime development along Castile's Cantabrian coast, where by 1200 a series of small but fairly active ports had been established.

    The Crusade and the Crusading Orders

    The first three and one-half centuries of warfare between Christians and Muslims in the peninsula were essentially a political power struggle having little or no ideological meaning and consisting of cattle raids or other depredations for booty by both sides. The Muslims normally did not practice the jihad and the main ideological justification for aggressive warfare by the Christian states, particularly by León, was the essentially political one of recovering the lost sovereignty of the Gothic monarchy. This was a major basis for the imperial claims of the Castilian-Leonese crown.

    Among the Muslims, circumstances changed during the hegemony of al-Mansur, and the jihad was preached with great intensity during the Almoravid invasion. As for the Christians, the explicit ideal of the crusade as a holy war against Muslim usurpers was introduced from France and Italy during the Catholic religious renewal of the eleventh century. It was a consequence of the expanding population, military strength, and assertive spirit of western Europe, and of the increased power of the Hispanic kingdoms. The primary target of the western crusades was the Holy Land, but the struggle against the Muslims in the peninsula also received attention. As early as 1064, nearly three decades before the First Crusade to Palestine, the papacy promised [67] indulgences to French knights who volunteered to assist an Aragonese campaign against the Muslims. From the twelfth century on, crusading expeditions against Hispano-Muslim states were common in the military life of the Hispano-Christian kingdoms, including the new state of Portugal. The advantages of papal authorization for an official crusade were threefold: it boosted morale, encouraged Hispano-Christian political unity, and provided financial and military support through special subsidies and indulgences. The institutionalization of the crusade and its accompanying religio-military psychology. which subsequently became an important motivating factor in Castilian and Portuguese expansion, can be seen as the consequence of two factors: extra-Hispanic religious influences, and the radicalization of the long Christian-Muslim struggle in the peninsula.

    Branches of the two major military crusading orders, the Knights Templars and Hospitalers, were soon established in the peninsula. This was followed by organization of a number of strictly Hispanic crusading orders, of which the three most important were the Knights of Calatrava, organized on the southern extremity of New Castile in 1157, the Order of Alcántara, founded in Extremadura about 1165, and the Order of Santiago, formed near Cáceres in 1170. The military usefulness of the crusading orders was clear from the outset, for they played a major role in defending and expanding the frontier. Within a century of their foundation, the three largest orders had become wealthy institutions with large domains, and important economically and politically in the affairs of Castile and León and to a lesser degree in Portugal and Aragón.

    Yet the institutionalization of the crusade still did not create an absolute and unbridgeable gulf between Christian and Muslim. Crusading was used for purposes that were in large measure political, and political circumstances were still sufficient to overrule crusading. At the end of the twelfth century, following the temporary division of Castile and León and a major defeat of Castilians by the Muslim Almohad state, the crown of León still found it expedient to form a temporary alliance with the Almohads against its own Christian rival, Castile.

    Antipathy to Islam was never so strong as to preclude admiration for and adoption of certain practices of Hispano-Muslim society. Muslim baths were retained in some of the cities seized by the reconquest, the practice of veiling women was adopted and maintained by Christian Society in some of the southern regions for several centuries, and hundreds of Arabic words were incorporated into the Hispanic languages. Polite ceremonious speech and even ways of referring to God were affected. To what extent certain facets of Hispano-Muslim [68] psychology were also reflected in that of Hispano-Christians has been a matter of extensive debate.

    Institutional and Social Change in Twelfth-Century Castile and León

    Alfonso VII, the son of Queen Urraca's first marriage, came of age in 1126 and restored unified rule during a long reign that lasted thirtyone years, until his death in 1157. When the Almoravid empire broke up during the 1140s he extended the reconquest deep into the south, though he was unable to hold most of his gains. Like his grandfather, Alfonso VII claimed the title of emperor and with it the right to divide up his lands among his heirs; the experience of the past century had no effect upon the short-sighted practice of Castilian-Leonese sovereigns of this period. All of Castile proper was willed to his elder son, who in 1157 became Sancho III of Castile, while the lands of León were granted to a younger son, crowned Fernando II of León. Castile and León remained separate for nearly three-quarters of a century, until reunited by San Fernando III in 1230.

    This division of the kingdoms marked the effective end of the Leonese claim to empire over Christian Hispania. León had long been the largest, most important, and most ambitious of Hispano-Christian states, but the eleventh-century reconquest had greatly expanded Castile, to almost equal it in size. Moreover, the southern territories of New Castile included the former ruling city of Toledo, encouraging Castilian claims to leadership in Hispanic affairs. After 1157 there existed a large and independent Castile, separate kingdoms of Navarre and Portugal, and a united crown of Catalonia-Aragón. León could no longer pretend to hegemony; when Castile and León were later reunited, Castile took precedence not merely in name but in political and military reality as well, until eventually the lands of Castile-León were called simply the kingdom of Castile.

    Sancho III of Castile survived his father by a single year, leaving as heir a three-year-old son, Alfonso VIII (1158-1214). Throughout the Middle Ages effective monarchy depended on a strong king; with a three-year-old as ruler, power was violently disputed by factions of the Castilian nobility, who tended to coalesce around the two feuding houses of the Castros and Laras. The people of Castile suffered considerably during the next ten years, as authority was usurped by a lawless aristocracy. Seigneurial domain was extended, and the already powerful nobility of León grew more powerful. It had become increasingly common for the crown to make explicit grants of señoríos and abadengos (seigneuries and church domains) carrying with [69] them social and economic jurisdiction over the land. Thus by the twelfth century much of León and some of Castile had become feudal in fact. The vogue of French ideas and French feudal terminology in Castile and León during the eleventh and twelfth centuries encouraged the trend.

    It should be understood, however, that this de facto feudalization was not the same as the de jure feudalization of France and some other areas of western Europe. Seigneurial jurisdiction in León and Castile was with some exceptions limited to economic control, and governmental and juridical power over the seigneuries, at least in theory, still remained in the hands of crown. The authority of a strong monarchy was still predominant, and the process of economic feudalization worked from the top downward, through dispensations of the crown, as much as from the bottom upward, through the initiative or usurpation of local aristocrats. Moreover, in León, aristocratic holdings did not form the large compact semi-unified domains that they did in parts of France, but were usually made up of a patchwork of small territories, sometimes widely dispersed, over which economic seigneury had been recognized. Their crazy-quilt nature reduced the political or military power that could be exercised by aristocratic houses.

    The system of benefactoria, by which local peasant groups recognized the overlordship of noble families and paid them shares of produce or rent, was extended considerably during the twelfth century. Both its name and nature were changing in the process. In Castile and eastern León the system, which had become known as behetría, was growing more restrictive. Under many original behetría arrangements the recognition of lordship might extend de mar a mar (from sea to sea), meaning that peasant villages dissatisfied with the protection and services of their overlord might switch their alliegance to another defender. By the twelfth century, the practice had become limited to one of de linaje de linaje (from lineage to lineage), meaning that any change of allegiance must be to a member of the same aristocratic family. Though behetría peasants were not homines or colonos, in many cases their freedom of movement was being limited to movement within their districts or to other domains held by their ruling families. Whereas the benefactoria system had originally been an arrangement for mutual defense, by the twelfth century it had become largely a means of institutionalizing aristocratic domination of the land. Exactions increased, as various forms of sub- and superinfeudation were practiced at different levels of the aristocracy, the more powerful overlords obtaining special diviseros or extra payments, from peasants who were already paying shares to their immediate [70] overlords. This extension of aristocratic control was a consequence of the insecurity and disorder of the twelfth century, and particularly of the turbulent decade of the Castros and Laras. By that time, autonomous local communities had disappeared in the greater part of the kingdom of León. The greatest concentration of new seigneuries and behetría arrangements occurred in the Duero plain of Castile and León, the region which had been resettled between 850 and 1050. Behetrías also became much more common in Old Castile, though their terms tended to be more liberal. Until the beginning of the twelfth century, most of the peasants of Castile had escaped living under direct seigneurial or behetria exactions, but by the end of that century many were subject to them.

    The region that preserved local liberties most fully was the new concejo territory along the Tajo. The communities there, led by their local elite of caballeros villanos, held the Castilian and Leonese frontier firm against the onslaughts of the new Muslim invaders from Morocco. Whereas, during the eleventh and twelfth centuries, the peasant population of the Duero region had been depleted by emigration to the frontier and had fallen under seigneurial control, concejo districts were being organized and populated on the southern frontier. The concejos of the greater Tajo region and beyond became a major stabilizing force in the kingdom.

    Rise of the Muslim Almohad Empire

    The strength of Almoravids lay in their military skill and religious zeal. Their civil organization and culture were never sufficiently advanced to weld a unified empire. Their domains were heterogeneous in the extreme, and in their most culturally sophisticated territory, Al-Andalus, they never sank deep roots. To most Hispano-Muslims, the Almoravids were foreigners who ruled by military power alone. The social reforms promised rarely materialized, and after several decades Almoravid rule came more and more to seem a mere military occupation. Furthermore it was opposed by local variants of Hispano-Muslim religious heterodoxy which had begun to show strength in the eleventh century, religious trends that tended toward the mystical, with populist and meliorist overtones. Reflecting the feelings of most of the Hispano-Muslim population, they were also anti-Arabicist, but one major result of this religious upsurge was to encourage opposition to Almoravid political and religious orthodoxy. Revolts began in the 1120s in Hispania and later became widespread in Morocco, where the last defenders of the Almoravid emperors were an elite guard of [71] Christian mercenaries. By 1147, the empire had been completely torn apart.

    During the next twenty-five years, power in the south and east once more fell into the hands of local taifa rulers, much as during the preceding century. Their dominion lasted only one generation, for another militant Muslim empire was rising in Morocco. Known in the European languages as the Almohads, this new power was based on a Muslim reform movement that had begun, not among Saharan nomads, but among the agrarian Berbers of the Atlas Mountains. The Almohads (al-muwahhidun, "asserters of religious unity") preached a more sophisticated and mystical version of Islam in place of the simple, anthropomorphic religion of the Almoravids. By 1147, they had replaced the Almoravids as masters of Morocco and had begun to intervene militarily in the peninsula. Alfonso VII of Castile had made great gains in the wake of the Almoravid collapse, occupying Córdoba for three years (1146-1149) and holding the major port of Almeria for a decade (1147-1157), but nearly all his advances were wiped out by the Almohad counterattack. During the years that followed, the Almohads added most of Algeria and Tunisia to their realm, and by 1172 firmly established their control over all the neotaifa territories in the peninsula. Their position in Hispania at first was stronger than the Almoravids' had been in 1100, and their territories in North Africa even more extensive, but they never rewon Christian territory save that of Alfonso VII's most recent conquests.

    The Apex of Hispano-Muslim Culture

    The Almohads came from a more advanced, more urban society and were considerably more sophisticated than their predecessors. Almohad emperors were quickly acclimatized to Al-Andalus and before the end of the twelfth century had established their capital in Seville. They were much more interested in the arts than were the Almoravids, and the last and in some ways the fullest blossoming of Hispano-Muslim culture came in the late twelfth century under their rule. This was the era of the great Muslim Aristotelian Averroes (Ibn Rushd), perhaps the greatest philosopher in the history of Islam. During this period secular and religious literature flourished, as did new rationalist and mystic religious expression. Art and architecture were vigorously pursued, and Hispano-Muslim architecture was introduced and copied with considerable success in the larger towns of Morocco. During the twelfth century the popular verse forms of muwashaha and zéjel, deriving partly from Hispano-Romance culture, [72] were perfected and widely practiced. It was tragic and ironic that this most culturally syncretistic form of Hispanic literary culture flourished at the very time that the traditional political hostility between Muslim and Christian society was replaced by increasingly implacable religious and ideological antipathy.

    Most of the Hispano-Muslim population under the Almohads remained traditionalist and orthodox Malikite in religious observance. In 1195, the cultured Almohad emperor, Abu-Yaqub Yusuf, had to order the burning of the heterodox writings of Averroes in order to assure the support of the populace in the struggle with Castile, and the learned philosopher fled to a more tolerant haven in the Maghreb at Marrakesh.

    As with the taifas, the failure of the Almohad empire in the peninsula was not economic and cultural but military. Even though the Almohad rulers maintained political unity and won several important military victories over the Castilians, their wealth and following, though considerable, did not generate sufficient military power to face the large warrior kingdom to the north, which in the decisive struggle would draw assistance from other Hispanic kingdoms and other parts of western Europe.

    The Reign of Alfonso VIII (1158-1214)

    After Alfonso VIII came of age, he reasserted the authority of the crown in Castile, restored a degree of domestic order, and resumed the military contest with the Almohads. The treaty of Cazorla which he signed with the Aragonese crown in 1179 settled a long-standing border dispute between these neighboring Christian kingdoms and set a line dividing all remaining Muslim territory in the peninsula between Aragonese and Castilian spheres of conquest.

    Developments in Hispanic military technology of the late twelfth and early thirteenth century brought a shift away from reliance on the massed charge of heavy cavalry and toward greater tactical dexterity, with the use of light cavalry for mobility and flanking maneuvers. From the thirteenth century on, light cavalry was in general use among Christians as well as Muslims.

    Alfonso VIII suffered a major defeat at Alarcos in New Castile (1195), but gained complete revenge just before the end of his reign by virtually shattering Almohad military power at the great Christian victory of the Navas de Tolosa (1212). For more than half a century Castile and its Christian neighbors had been shedding each other's blood in border warfare, but in the crucial battle with the Almohads, large armies from each of the other four Hispano-Christian kingdoms [73] supported the Castilians. In terms of numbers of men engaged-- possibly 50,000 on each side--the Navas de Tolosa was the biggest battle yet to have been fought in Hispanic history. Loss of life was usually not great in medieval battles, but the decisive victory of 1212 was apparently accompanied by a slaughter of the defeated Muslims as they fled in disarray. The booty was enormous, replenishing the treasuries of the Hispanic crowns; for a short time Sancho the Strong of Navarre was the leading moneylender of western Europe from the investment of his share. However, the disease that followed the battle, engendered perhaps by the mass of rotting corpses, and the scarcity and famine of the succeeding year, discouraged the Christian forces from following up their triumphs and partitioning Almohad territory.

    The Great Reconquest of San Fernando III (1217/1230-1252)

    The crowns of Castile and León were finally reunited in 1230 under Fernando III, son of Alfonso IX of León and of the daughter of Alfonso VIII of Castile. When his uncle Enrique I of Castile died in 1217 without heirs, Fernando inherited the Castilian throne, then reunited it with León thirteen years later upon the death of his father. Meanwhile after about 1224 the Almohad empire, at a hopeless military disadvantage, began to break up, as had the Almoravid empire before it. After two decades of diplomatic maneuver and occupation of border zones, Fernando resumed major campaigns of conquest with the occupation of Córdoba and the surrounding countryside. Murcia in the southeast was taken in 1243, Jaén, the gateway to Granada, in 1246, and the imposing city of Seville in 1248. By that time the Catalan-Aragonese reconquest in the east had been completed, while the entire Cáceres-Badajoz region in the southwest had been occupied by Alfonso IX of León during the last years of his reign (1227-1230). By mid-century the only Muslim territory of any size that remained was the emirate of Granada in the far southeast. It was reduced to vassalage upon agreeing to pay a large annual tribute in precious metals. The pious, crusading Fernando III ("el Santo") was making plans to leapfrog Granada and launch a grand Hispanic crusade across the straits to overpower Morocco, when he died at Seville in 1252.

    The Mudéjares of Castile

    Large numbers of Muslims were first incorporated into the territories of the Castilian crown during the occupation of the Tajo valley and [74] adjoining regions under Alfonso VI in the eleventh century. Muslims who lived under Christian rule were known as mudéjares. Most urban Muslims were deported to make room for Christian immigrants in the key economic and military centers; they were normally treated leniently and allowed to take all movable possessions with them. Only a minority remained behind, so that the great Muslim cities of the peninsula were converted one by one from mostly Muslim to mostly Christian communities, though the Jewish minorities usually remained fixed. This uprooting of most of the urban Muslim population and their culture guaranteed the Christianization of reconquered territories in the south.

    The mudéjar peasantry were treated quite differently, for they were normally allowed to till the soil or practice crafts as before, subject only to a special crown tax and the payment of rent or shares to the new overlord. In most cases they received formal garantías from the crown, specifying such terms and freedom to practice their own religion, together with the option to emigrate if they preferred.

    During the first two decades of Castilian rule in western Andalusia, the Christians remained a small minority concentrated in occupied towns which they lacked the numbers to fill completely. Encouraged by the invasion of the southern tip of the peninsula by the Merinid empire of Morocco, a great mudéjar rebellion broke out in the countryside during 1263 and at first threatened to overturn Castilian rule. After this major revolt was throttled, royal policy changed, and the majority of the Muslim peasantry, particularly in western Andalusia where they were most heavily concentrated, were driven out of the kingdom, some to Granada, others toward Africa. Portions of the mudéjar peasantry remained in some areas, but in general the medieval Hispanic advance did not absorb the Muslims or even incorporate them as a minority; it drove them before it. The reconquest was not merely a matter of military occupation, but of expanding the Hispano-Christian population and institutions southward.

    Castilian Repopulation and Resettlement in the Thirteenth Century

    The thirteenth-century reconquest greatly increased the size of Castile. In 1212, Castile and León together covered approximately 235,000 square kilometers, but by 1265 they had grown to approximately 355,000 square kilometers. The thirteenth-century reconquest was one of the most decisive developments in Castilian history not merely because of its military and territorial significance. however, but equally because of its social and economic consequences, for the resettlement policy of the thirteenth century differed considerably from that of the eleventh and twelfth centuries.

    [75] Most of the lands south of the Tajo-central plateau area were divided among the nobility, the crusading orders, and the church. Some of the Christian peasants who moved into the south during the late-thirteenth and fourteenth centuries worked as braceros or jornaleros (day laborers) on large estates or cattle lands, but the majority rented small plots from overlords or church institutions, or worked land as sharecroppers on tributary financial terms rather than on a traditional or associative basis, as in the north. In most of the north, "useful dominion," the right to work the land, was recognized as pertaining to peasants even on seigneurial domain; in much of the south, "useful dominion" was held by the overlords, and peasants worked plots on whatever tenns they could get. Juridically, there was no question of homone or benefactoria status in the south; social and economic status there was more individualistic, and that was an incentive for immigration during the first few generations. Compared with the more densely populated north, terms of cultivation were often fairly favorable during the first century or so of resettlement but became more onerous as population increased.

    There was, however, considerable variation between regions. A small minority of peasant immigrants managed to establish alodial property rights in a few areas, but more important were the formation of concejo districts in parts of the south-central region and the granting of autonomous fueros to a number of the repopulated Andalusian towns. The new concejos and some of the smaller towns were inhabited in part by stockmen who grazed livestock on a small scale on concejo land under royal, not seigneurial, domain. Such elements were only a minority in the south, but they were free of seigneurial domination, and their direct loyalty to the crown had a stabilizing effect on the southern regions of Castile and León.

    The Triumph of Seigneurial Domain

    Division of most of the reconquered south under separate jurisdiction of aristocracy, church, and crusading orders marked the triumph of seigneurial domain over the greater share of the peasantry and landed economy of Castile, accentuating the weight of the aristocracy and the church as institutions. The first codification of the rights of the aristrocracy appeared early in the thirteenth century (under Alfonso VIII) as the Fuero Viejo de Castilla (or Fuero de los Fijosdalgo de Castilla). This may have been the fruit of opposition to Alfonso VIII's effort to limit the granting of señoríos and the terms of their jurisdictions during his reign.

    There was never a truly concerted effort on the part of the Castilian crown to reduce the privileges of señoríos, even during the reign of [76] Alfonso VIII, and amid the renewed internal difficulties that beset Castile during the late thirteenth century, seigneurial domain was extended. Most seigneuries during the thirteenth century, however, still rested primarily on economic rights--to profit from the land and its uses--and in the great majority of cases did not explicitly include the juridical and fiscal (or tax-collecting) control of the overlord over his peasants.

    An indication of the wealth and influence of the aristocracy is given in the tendency developing toward the end of the thirteenth century for the nobility to limit entry and turn itself into a fixed caste. Heretofore, the military aristocracy in Castile had been fairly open to recruits, but from the late thirteenth century an increasing number of suits were brought by nobles in opposition to those who claimed aristocratic status.

    The Economy of Thirteenth-Century Castile

    Castile's twelfth-century economic stagnation was overcome in large measure by the stimulus of the great thirteenth-century reconquest and the subsequent expansion of the wool export trade. The invasion of the Merinid dynasty in Morocco between 1263 and 1268 occasioned considerable economic loss in the south, checking commercial expansion, but a period of growth commenced about 1280 and lasted for approximately half a century, until the ravages of the Black Death.

    The Christian overlords of the conquered territory of Al-Andalus did not attempt to maintain its traditional rural economy. Peasant immigrants from the dry-farming regions of the north often lacked the skills to maintain irrigation and other complex farming systems, and the irrigated alfoz around Córdoba, for example, fell into considerable decay. Medieval Castile had always been the most pastoral society in western Europe, and its expansion merely accentuated the emphasis on cattle and sheep. Grazing and shepherding required less manpower than agriculture, and this fact encouraged abandonment of cultivation in some regions.

    Extension of the wool trade made it the major single source of wealth for the kingdom, and for the crown it had the advantage of being easily taxed because of its increasing organization and concentration. One of the most important economic institutions in Castilian history was created in 1273, when Alfonso X established the Honorable Council of the Mesta, a broadly based syndicate of sheep owners that subsequently gained extraordinary influence.

    During this period Castile failed to develop anything approaching [77] the urbanization or town manufacture found in the Low Countries or north Italy--or even Catalonia. Its agriculture, largely because of soil and climate, was backward even by thirteenth-century standards. Its only invention was the precursor of the modern cattle ranch, developed in the south-central region between the eleventh and the thirteenth centuries.

    The Castilian Sense of Wealth

    By the thirteenth century much of Castilian society had formed a distinctive set of values regarding wealth and economic activity. The land of Old Castile was poor and unproductive. Insecurity and intermittent warfare had discouraged attention to long-term economic projects--agriculture, crafts, commerce--and cattle and sheep were its main wealth, mobile and self-generative. Income was the reward not so much of work as of conquest. Precious metals and manufactures flowed in considerable measure from alien territory in the south whose treasures might be appropriated by armed force. Thus in Castilian society riches were commonly considered not as something that one created or built, that is, worked for, but as something one conquered or enjoyed because of one's status as a warrior conqueror, a nobleman. The function of land was not as property with which to create wealth, but rather as dominion from which wealth might be extracted by superior right. Hence the notion of wealth and land as a result of military action and domination, rather than power and domination as a result of having land and developing its wealth. Hence also the particular importance of the aristocratic class as the military elite that enjoyed the full status and fruits of domination, and the identification of much of lower-class aspiration with the military style. The nobility was dominant in almost all of medieval Europe, but in most other regions there was a greater challenge to aristocratic values, at least among townspeople. Almost nowhere was there as wide an acceptance of the aristocracy and its particular sense of wealth, status, and dominance as in Castile.

    The habit of living from imperial tribute began in the eleventh century with the influx of paria payments and continued in varying forms and degrees for almost eight hundred years. The first major inflation caused by a sudden influx of money and treasure came during the first generation after the major phase of the reconquest, during the reign of Alfonso X (1252-1284). The new income was concentrated in the military elite and groups of the aristocracy and resulted in an orgy of luxury goods buying and importing that unbalanced the late thirteenth-century Castilian trade equilibrium. To an [78] extent, this foreshadowed the post-imperial inflation of Habsburg Spain in the sixteenth century.

    The Incorporation of Hispanic Jewry

    A major socio-cultural result of the thirteenth-century reconquest was the incorporation of the main body of peninsular Jewry into the Christian kingdoms. The Jewish population was concentrated in the towns of the south and east and prospered greatly during the early centuries of Cordoban toleration. From early times, however, there were also small communities enjoying toleration and legal protection in the leading northern Christian towns. Growth of Muslim intolerance, combined with the expansion of the Christian principalities, encouraged Jewish migration northward from the eleventh century on. Castilian Jews served in the forces of Alfonso VI at several of his major battles.

    The thirteenth and fourteenth centuries were the heyday of Hispanic Jewry, and in some districts they achieved the rights of aristocratic fuero. The upper stratum of Jewish society grew wealthy, while Jewish intellectuals were the most vital and productive of the peninsula. The base of Hispanic Jewry, however, was composed of the artisans and craftsmen in the medium and large-sized towns, where they constituted a major source of skilled labor. In a few districts small groups of Jewish peasants tilled the soil or cared for vineyards.

    Cultural Achievements of the Twelfth and Thirteenth Centuries

    The most important cultural achievement of medieval Hispania was the transmission of classical knowledge and Muslim learning to the world of Latin Christendom. Much of ancient Greco-Roman knowledge had been lost to the western world during the Middle Ages, and for several centuries the scientific work done in Islamic countries considerably surpassed that of western Europe. The Hispano-Christian states, as the bridge between Christendom and the Muslim world, were able to translate and transmit a great deal of this from the Arabic. The work had begun in a few Catalan monasteries during the tenth century. It reached its peak during the twelfth century, when a number of monastic centers and clerical schools, led by that of Toledo, collected and translated large numbers of ancient Jewish and Muslim works of philosophy, philology, mathematics, medicine, law, botany, astronomy, and geography. Visiting scholars from other parts of western Europe, carrying these materials back with them, [79] helped to change the course of medieval European culture and shape the form and content of its emerging philosophy and science.

    Though the work in the main was done in the twelfth century, its most famous center was the royal school of translators that flourished in the thirteenth century in Toledo during the reign of Alfonso X, a sovereign known to history as Alfonso el Sabio, "the Wise," for he was the only philosopher-king to grace the throne of Castile. With the expanded income that Castile enjoyed after the great reconquest, he encouraged manifold undertakings in scholarship and the arts. Serious historical study, for example, was encouraged in the Castile of Alfonso el Sabio for perhaps the first time in medieval western Europe.

    Castilian literature in the vernacular also emerged in the twelfth and thirteenth centuries. Castile had been one of the first regions in western Europe to use the vernacular in official documents, dating from the eleventh century. This was perhaps due to its simpler society or even to the linguistic complexity of an area in which Romance vernacular, Arabic, and Hebrew all came into play, encouraging the avoidance of Latin in public materials and manuscripts. By the thirteenth century the three main linguistic domains of the peninsula had been carved out: Castilian as the most broadly spoken language in the center (flanked by a parallel Leonese dialect in the west and Aragonese in the east), Galician-Portuguese in the far west, and Catalan in the northeast. The other two principal languages were also developing a vernacular literature, and in refined poetics Galician was more advanced than Castilian. With a long cultural tradition of the most fully settled society in the kingdom, Galician served as the court literary language of Castile itself in the thirteenth century.

    The peninsula did not lag far behind the most advanced parts of western Europe in the creation of institutions of higher learning. The first peninsular university was founded in Palencia in 1212 and later moved to Valladolid. It was followed by the University of Salamanca, which subsequently became the outstanding school in the peninsula, in 1220, the Studium Generale of Lisbon in 1290 (which later became the University of Coimbra), two Catalan universities (Lérida, 1300; Perpinyá, 1350), and an Aragonese university at Huesca in 1354. There was no university in Navarre, but Navarrese students were not uncommon at the University of Paris.

    Codification of Fueros and Expansion of Royal Law

    The expansion of learning and revival of Roman law brought considerably greater attention to matters of law, administration, and legal [80] jurisdiction. One consequence was a general movement toward the systematization and written codification of laws and rights, beginning with the Fuero General de Navarra, early in the century, followed by the Furs de Valencia (1240), the Fueros de Aragón (1247), the Libro de Los Fueros de Castilla (1248), the revised Costumes de Catalunya, and the Costums de La Mar for Catalan shipping.

    Because of sustained efforts by the territorial aristocracy to encroach on the rights of town and peasant communities, there was a general trend toward the explicit regranting of fueros and local charters in all the peninsular principalities during the thirteenth century, to protect the local communities. Another equally important aim was the clarification and extension of the crown's authority. Thus some towns found that they were escaping aristocratic domination only to come under closer royal control.

    Of all the intellectual undertakings of Alfonso X's reign, the project of greatest immediate importance was his effort to develop a unified system of royal law. In 1255, only three years after he came to the throne, Alfonso's jurists brought out a written Fuero Real, an only partly harmonized compilation of Castilian common law and new royal statutes not based on any clear precedent in the traditional Fuero Juzgo. Though the application of the Fuero Real was carefully limited, Alfonso's goal was a perfectly harmonized system of universal law, both theoretical and practical, that would satisfy social demands and enhance the authority of the crown, while resolving the limitations, insufficiencies, and contradictions of medieval legal practice.

    The result of ten years of work by royal jurists was the famous Siete Partidas (Seven Divisions of Law) of 1265, a rationalized system of universal justice under central monarchy and the first great didactic literary classic in the Castilian vernacular. It was also revolutionary in that it would have done away with much of the common law and foral (local statute) practices. Thus it aroused such vociferous protests from aristocrats and towns that it was not promulgated until almost one hundred years later, and was never put into effective use.

    The Political Failure of Alfonso el Sabio

    The fate of the Siete Partidas was symbolic of Alfonso's reign. His primary achievements were cultural; in practical affairs his reign ended in disaster. He had pretensions to being the first extra-Hispanic Castilian imperator, for his mother was Beatrice of Swabia and he was encouraged by minor dissidents in central Europe to seek the crown of the Holy Roman Empire. A good deal of money was wasted on bribery in this venture which ended in complete failure. A few [81] years earlier he had given away in a daughter's marriage dowry the claim to Gascony, inherited by the Castilian crown through his great-grandfather's marriage. In 1257 his forces played a major role in helping the Portuguese complete the reconquest of the southwest corner of the peninsula by occupying the Algarve, but Alfonso made no effort to claim part of that territory for Castile's crown or its aggressive aristocracy, some of whom rose in rebellion at what they considered Alfonso's sacrifice of their opportunity for aggrandizement. In 1263 came the beginning of the Merinid invasions and the great mudéjar revolt, followed by five years of border war, and then by another Merinid invasion in 1275.

    During his last years Alfonso continued his effort to impose central Roman law, and he claimed the imperial right to divide his kingdom between his son and grandson. In 1282 the aristocracy and towns rose in revolt and deposed him in favor of his direct heir, Sancho, who was more respectful of foral right and seigneurial privilege. Two years later, the embittered philosopher king died in impotence and failure.

    Origins of the Castilian Cortes

    Spanish historians have derived considerable satisfaction from the fact that the first medieval parliament representing the three principal estates of society met in León in 1188, antedating the first parliamentary assemblies in all other European kingdoms. Medieval parliaments evolved in much the same manner in most parts of western and central Europe. The Leonese monarchy, like its Visigothic predecessor, was accustomed to convene periodic meetings of a royal council (curia regia) to advise on major policy matters and establish a sort of consensus. The curia regia was composed of leading aristocrats, royal administrators, and church hierarchs. By the eleventh and twelfth centuries it was occasionally supplemented by meetings of a curia plena, a broader royal assembly of lesser officials, nobles, and churchmen. As medieval society grew increasingly complex, the legitimization of changes in royal succession and in taxation and coinage became more difficult. By the twelfth century, the urban population in León and Castile had achieved some modest significance, as witnessed by the revolt of Urraca's reign and by the initiative of towns and concejos in some regions in forming juntas or hermandades to keep the peace and protect local economic interests. Since the aristocracy and church were exempt from ordinary taxation, the increasing costs of royal government could only be met by new levies raised from the towns and peasants, and such funds could be collected efficiently only if agreed to by taxpayers or their representatives. [82] Moreover, church leaders urged that town leaders be summoned to agree on means of limiting disorder on the roads and in the countryside.

    In 1188 Alfonso IX of León faced major problems in consolidating his rule over an internally divided and disorderly kingdom, and he also faced mounting financial demands. To deal with these issues he summoned representatives of leading towns to meet with aristocrats and church officials at a royal assembly. He proclaimed a brief royal charter promising justice and recognizing local laws as well as the need to establish greater order. At a subsequent meeting he gained approval of a debasement of coinage to increase royal purchasing power. This Cortes (literally, "courts") was the first assembly representative of all three estates to meet in any European kingdom. Since the problems that induced Alfonso IX to summon this meeting were not unique to León, the introduction of a three-estate Cortes probably occurred there first because of the tradition of foral autonomies and rights for local groups in the Leonese (and Castilian) politicojuridical system. León accorded greater legal recognition to the interests of its various regions, towns, and classes than was to be found in the local-liberty systems of most of medieval Europe.

    The meeting of the first three-estate Cortes in Castile cannot be dated as precisely as in the case of León. Such an assembly met in Castile in 1212, but there may have been an even earlier one. The respective dates for other peninsular kingdoms are: Catalonia, 1214 or 1218; Aragón, 1247; Portugal, 1254; Valencia, 1283; and Navarre, 1300. By comparison, the first regional parliament in Germany was summoned in 1232, the first English parliament in 1265, and the first estates-general in France in 1302. After 1250, Cortes meetings for León and Castile were usually joint meetings, but until the latter part of the fourteenth century there were also occasional separate meetings and several limited convocations of representatives from specific regions of Castile. After that only unified meetings of representatives of the three estates of León and Castile were held.

    The original medieval Cortes had no institutional charters or rights and privileges as autonomous assemblies. They had no inherent legislative function, but were summoned solely at the convenience of the crown. Though in some periods frequent, meetings were often extremely irregular, and there was no legal specification as to which towns were to be represented. The composition of Cortes, particularly in Castile, often varied considerably from meeting to meeting.

    Nevertheless, by the last years of the thirteenth century a philosophy of popular sovereignty was developing among some of the town representatives. There was at least one attempt, though unsuccessful, to codify the rights of representatives of the third estate, and some of [83] the latter soon went beyond a mere response to royal requests and asserted their right to ratify new laws. The Cortes assembly of 1282 was used to legitimize the deposition of Alfonso X and the accession of his son Sancho. By the end of the century, the Cortes of Castile had established the unwritten right to vote on all new taxes, present grievances to the crown, and ratify succession to the throne. During the next century, the Cortes was important in regulating succession crises and royal regencies during the minorities of sovereigns. But unlike the parliaments of Aragón and Catalonia, the Castilian Cortes never institutionalized by charter its specific legal prerogatives and never developed juridico-administrative machinery to guarantee its precise jurisdiction over certain kinds of decisions.

    Constitutional Status of the Basque Region

    The Basque-speaking territories southwest of the Pyrenees remained culturally and politically apart from neighboring states. Navarre, which in its Hispanic domain comprised roughly the eastern half of the Basque region, preserved its independence of the other Hispanic principalities, but from the thirteenth century on was drawn more and more into the French orbit through dynastic marriage. Its institutions were similar to those of neighboring Aragón (see the following chapter), but it became a cultural backwater and by the close of the thirteenth century was one of the least developed areas of the peninsula.

    The western half of the Basque country was made up of three distinct districts: Guipuzcoa to the northeast, Vizcaya to the northwest, and Alava to the south. These three provinces were never united, but for several centuries belonged alternately to the crowns of Castile and Navarre. By the twelfth century, the whole population had been officially Christianized. Its social structure was somewhat anomalous; the peasantry lived for the most part on family farms, though with strong extended-family or clan bonds. Local districts, villages, and peasant groups were quite jealous of their autonomy, but had not been able to escape a process of seigneurial subordination rather like that which had taken place in northern Castile. There had never been much (if any) outright serfdom in the western Basque provinces, but behetría relationships predominated.

    Association with Castile became more attractive than subjection to the sovereignty of Navarre in part because of the greater degree of feudal subjection in Navarre. The Basque aristocracy was numerous and turbulent, but its powers were restricted by local custom. The most egalitarian region was Guipuzcoa, in which by the close of the [84] Middle Ages virtually the entire population had claimed aristocratic status, meaning equality before the law and exemption from many kinds of taxation. Guipuzcoans also claimed the right to choose their own overlord. In 1200 they renounced the sovereignty of the Navarrese crown under pressure and recognized Alfonso VIII of Castile as their king. The southern Basque "county" of Alava was conquered at the same time, but its provincial autonomy was fully recognized in 1332. Vizcaya, the northwestern district, was constituted as a señorío of the local aristocratic family of Lopez de Haro in the eleventh century under the suzerainty of Castile, and finally became a direct seigneury of the crown in 1379. The fueros of all three districts were officially recognized and guaranteed by the crown, which was represented in each by an adelantado, or royal governor, as in all other major regions of Castile. Local affairs were resolved mostly by regional or local assemblies of notables. There was no attempt to impose a Castilian royal law upon local customs, and save for a few limited taxes, the local assemblies of notables and town representatives (a sort of district Cortes without a sovereign) negotiated taxes with the crown.

    From the beginning of Castilian history, Basque immigration from the north had been significant in the development of Castilian society. Though most of the population continued to speak their native Basque, a form of romance dialect akin to Castilian had been the official, legal, and cultural speech of the leaders and towns of the region from the tenth or eleventh century on. The Basques thus increasingly became a part of the Castilian world, and their emigrants played a major role in the expansion of Castilian society.

    Bibliography for Chapter IV

    [336] The classic study of the Cid, though nationalistically biased, is Ramón Menéndez Pidal's La España del Cid (Madrid, 1947). Perhaps the principal historian of twelfth-century León and Castile is Julio González. His major works are Regesta de Fernando II (Madrid, 1940); Alfonso IX, 2 vols. (Madrid, 1942); Repartimiento de Sevilla, 2 vols. (Madrid, 1951); and El reino de Castilla en Ja época de Alfonso VIII, 3 vols. (Madrid, 1960). For the period of Alfonso el Sabio, see Antonio Ballesteros y Beretta, Alfonso el Sabio and Sevilla en el siglo XIII (Madrid, 1913).

    The key work on the crusade in Spain is José Goñi Gaztambide, Historia de la bula de Cruzada en España (Vitoria, 1958). Two of the principal military orders are treated in Derek W. Lomax, La Orden de Santiago (1170-1275) (Madrid, 1965), and Francis Gutton's somewhat less useful L'Ordre de Calatrava (Paris, 1955). On military affairs, see Ambrosio Huici Miranda, Las grandes batallas de la reconquista durante ías invasiones africanas (Madrid, 1956). The background of military organization is well explained in Elena Lourie, "A Society Organized for War: Medieval Spain," Past and Present, no. 35 (Dec. 1966), pp. 54-76. French influence is treated in Marcel Defourneaux, Les Français en Espagne aux XIe et XIIe siécles (Paris, 1949). The best Spanish account of the Almoravids is Jacinto Bosch Vilá, Los Almorávides (Tetuan, 1956). The fundamental work on the medieval Castilian Cortes, though weak on the origins of the institution, is still the study by the fin de siècle Russian Hispanist, W. Piskorski, Las Cortes de Castilla en el período de trénsito de la Edad Media a ía Moderna (1188-1520) (Barcelona, 1930). Demetrio Ramos, Historia de las Cortes tradicionales de España (Madrid, 1944). gives a brief description. Joseph F. O'Callaghan, "The Beginnings [337] of the Cortes of León-Castile," American Historical Review 74, no. 5 (June 1969): 1503-37, is vital for understanding the origins of the Leonese-Castilian Cortes. The main work on Castilian towns and local self-government in this period is María del Carmen Carlé, Del concejo medieval castellano-leonés (Buenos Aires, 1968). Pedro Corominas, El sentimiento de la riqueza en Castilla (Madrid, 1917, 1951), presents an important hypothesis on Castilian social and economic values.
    El francés es la lengua de nuestro enemigo cristiano y tienes que aprenderlo, el latín y el griego son las lenguas de Dios y nos habla en ellas a través de su Santa Iglesia, con el Turco solo hablamos con la espada, y ese idioma ya lo estas aprendiendo.

    Luís de Quijada a Jeromin

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    Respuesta: A History of Spain and Portugal

    A History of Spain and Portugal
    Vol. 1
    By Stanley G. Payne

    Chapter Five
    The Rise of Aragón-Catalonia

    [85] Evolution of the Catalan Counties

    The crystallization of a common identity among the people of the border counties of the southeastern Pyrenean region was a comparatively slow process that took at least three centuries. The broadly regional term Catalan does not appear to have been used until the eleventh century. Geography and Muslim military pressure, as well as aspects of their cultural heritage, made the population of the nascent Catalonia a part of Christian Hispania. Other influences, however, reached across the Pyrenees to associate them with southwestern French society in particular and the Carolingian empire in general. It was the expansion of Carolingian France that had freed most of the Pyrenean region from Muslim domination and created the Catalan counties in the first place. The Catalan language that began to take shape faced no linguistic barrier at the Pyrenees, closely related as it was to the Romance vernacular of southwestern France. By the early ninth century the Carolingian script and Franco-Roman religious rite had replaced the Visigothic script and Hispano-Visigothic rite in the Catalan region.

    During the course of the ninth century Carolingian political power contracted, and local overlords increasingly exercised de facto autonomy. In the Catalan region and southwestern France the old Roman system of direct ownership of land had been in large measure retamed, [86] so that in many cases local aristocrats and church establishments acquired full juridical title to their properties. A superstructure of personal political relationships in the feudal style of northern France was introduced during the ninth century, but such feudalism was slow to achieve full development in the south. Thus by the late ninth century this region had lapsed into extreme particularism under local counts and overlords and lacked any sort of general political system. Here for nearly two centuries there was neither the nominally strong monarchy found in León nor the overarching structure of rule by personal allegiance that characterized the classic feudalism of northern France.

    During the first few generations after the Muslim conquest there had been a current of Visigothic and other Hispanic immigration into the eastern Pyrenees and beyond, reinforced by some slight Frankish emigration to the southwest. By the ninth century the eastern Pyrenean region held a fairly dense population, at least for its slight economic resources. The traditional property system and landlord domination remained comparatively unchanged; if the older form of serfdom tended to die out, stringent economic obligations of most peasants to their overlords remained. With the advance of the Catalan reconquest there was opportunity for peasants emigrating southward to till their own lands. Even newly occupied land, however, sometimes involved recognition of seigneurial obligations or payments, and when the expansion was resumed on a broader scale, some form of dominion by aristocrats or church institutions was established over most newly acquired land.

    Formation of a single independent Catalan political entity was a slow and often confused process. The position of count in each of the original Catalan frontier districts was merely an administrative one, to which appointments were made by the Carolingian crown. Nevertheless, noble families were able to establish strong local positions, and they sometimes held offices for several generations. As the tendency toward local sovereignty spread during the latter part of the ninth century, their influence grew. By far the most powerful local dynasty was the house of Barcelona, descendents of Sant Guillem, count of Toulouse, one of Charlemagne's lieutenants. During the early and middle decades of the ninth century, members of this family at one time or another were counts of most of the small Catalan counties.

    The roots of de facto Catalan independence have been traced to the time of Guifred el Pilós (Wilfred the Hairy), count of Barcelona from 878 to 897. After the overthrow of the main line of the Carolingian dynasty in 888, royal power was greatly weakened, and the [87] Catalan counties were farther from central control than any other part of the kingdom. Their relative stability in the tenth century encouraged the trend toward independence from the unstable French crown, as did the direct relations developed with the papacy by the counts of Barcelona. Yet the prestige of the crown was so great that there was no pretense of de jure independence by any of the Catalan counts until the end of the tenth century. Even as the county overlordships settled into semi-independent hereditary dynasties, limitations of sovereignty prevented any of the counts from claiming the title of king, though it became common for the count of Barcelona to refer to himself as count "by the grace of God," in the formula of the French monarchy.

    There were entire decades of peace along the Muslim frontier, but such periods of calm were interludes in a long and extremely costly struggle. During the reigns of Abd-al-Rahmann III and al-Hakam II, the count of Barcelona became a client of the caliphate, but this did not prevent a devastating attack by al-Mansur that resulted in the sack of Barcelona in 985. The first major counterattack of the eleventh century was the great Catalan expedition of 1010, which, with the assistance of the Toledo Muslims, briefly occupied Córdoba. After the collapse of the caliphate, the Catalan counties were able to assume the offensive, their impetus strengthened by the population density that had been built up in "Old Catalonia" by the eleventh century.

    The hegemony of the county of Barcelona was strengthened during the reign of Ramón Berenguer I "the Old" (1035-1076). Sometimes in conjuction with the count of Urgell and the king of Aragon, he mounted a series of successful expeditions to the west and southwest, expanding and repopulating the borders of the Catalan principalities. Parias from the prosperous Muslim cities to the southwest -- Zaragoza, Lérida, Tortosa - -filled his coffers and helped to create what may have been the first wave of prosperity in Catalan history. At about the same time, Catalan maritime power began to be felt in the west Mediterranean. Ramón Berenguer I established Barcelona's dominion over most of the area southeast of the Pyrenees and began the trans-Pyrenean expansion of the house of Barcelona by acquiring the counties of Carcassonne and Rasés as well, coordinating most of the Catalan territory through the exercise of greater personal sovereignty and through politico-juridical agreements with local overlords, won by negotiation, bribery, or force. This period saw a major achievement in the beginning of the collection and codification of Catalan law and practice in the written Usatges (Usages), the first full compilation of feudal law in any west European state. The church also [88] contributed to keeping order in Catalonia by developing the institution of the "peace of God," which established a general truce among warring feudal factions over a specific region for a specific time. This was introduced at an earlier date in Catalonia (1027) than anywhere else in western Europe.

    Subsequent efforts by Count Ramón Berenguer II to expand westward toward Lérida and Zaragoza, made between 1082 and 1090, were blocked. At the end of the eleventh century the Catalan frontier was temporarily pushed back by the Almoravids, but the advance recommenced under Count Ramón Berenguer III, who took Tarragona on the coast in 1118. This city, once great under the Romans but ruined by the time of its reconquest, was rebuilt and soon made the metropolitan seat of the church in Catalonia, relieving Catalans of ecclesiastical dependency on the archbishopric of Narbonne beyond the Pyrenees. Ramón Berenguer III, with the aid of a Pisan fleet, also reduced most of the Balearic Islands to tributaries, though they were subsequently lost again to Muslim domination for a century more. The marriage of Ramón Berenguer III to the heiress of Provence added significant trans-Pyrenean holdings to the house of Barcelona, which during the next century served as a barrier to the southward expansion of the county of Toulouse, and more fatefully, the crown of France.

    Origins of the Kingdom of Aragón

    At the time of the Muslim conquest, the central Pyrenean region that later formed the nucleus of upper Aragón made nominal submission to the invaders. Because of its remoteness and general poverty and because of the small numbers of Muslim troops, it was left autonomous and was never occupied by a Muslim garrison. The two Pyrenean districts immediately to the east were called Sobrarbe and Ribagorza. Lower Sorbrarbe was nominally occupied directly by the Muslims, but Ribagorza was more remote and merely paid tribute. Even in the Ebro valley to the south, Arab and Berber immigration was lighter than in the main regions of Al-Andalus, and the subsequent Muslim population of the Ebro valley were mostly Hispanic converts.

    During the Frankish advance at the close of the eighth century, the south-central districts of the Pyrenees were organized as the counties of Aragón, Sobrarbe, and Ribagorza. The county of Aragón was unique in that it soon became independent; it was only briefly an appanage of the French crown. Moreover, unlike some of the Catalan counties, Aragón was not by- or trans-Pyrenean; it was cut off by a [89] higher range from the French side of the Pyrenees than the others, more or less isolated from French influence, and consequently directed southward toward the more sophisticated and flourishing regions of Huesca and Zaragoza with their Hispano-Muslim populations. This reinforced a sense of Hispanic identity while reducing Mediterranean and French contacts.

    The early society of Aragón was somewhat looser, simpler, and freer than that of the Catalan counties. The region was small, rugged, poor, and sparsely settled, inhabited mainly by shepherds and peasant farmers. By the middle of the ninth century a series of fortified villages had been erected as main points of defense, and many of the peasants took the protection of a señor--that is, a military leader--to defend themselves, but elaborate hierarchic forms and a rigid aristocratic caste were slow to take shape.

    As the smallest, poorest, and weakest of Hispanic principalities, the little hill-county of Aragón at first had no hope of expanding southward against the prosperous Muslim cities of the Ebro valley, and for two centuries scarcely tried. The goal of reconquest or expansion was apparently first communicated to the Aragonese from the neighboring state of Navarre to the west, and the county momentarily lost its independence when it was incorporated into the "empire" of the Navarrese Sancho el Mayor early in the eleventh century. Yet Aragón emerged as the first of the Pyrenean counties to establish itself formally as a kingdom, when it was inherited by a bastard of Sancho named Ramiro, who invoked the authority of his late father the "emperor" to claim for himself the title of King Ramiro I (1035-1063). The real substance to back this claim was probably the increased income provided by tribute payments which Ramiro was able to exact from the wealthy taifa of Zaragoza. The Aragonese were rude and poor, but they developed the warlike qualities of their Castilian cousins to the west and by the mid-eleventh century had generated a military force disproportionate to their size or wealth.

    The second king, Sancho Ramírez (1063-1094), strengthened his position, as had the counts of Barcelona in the preceding century, by aligning himself with the papacy. Support from Rome fortified Aragonese independence in the face of the imperial claims of the Leonese crown, and in 1063 introduced the first step in the development of the crusade, bringing military assistance from France that enabled the Aragonese crown to seize the key Muslim town of Barbastro in 1064. Sancho Ramírez formally recognized papal suzerainty over the kingdom of Aragón, and subsequently received papal ratification of the Aragonese dynasty's claim to an independent royal title. Sancho also established political and marital alliances with several important families of the feudal aristocracy of southwest France, reinforcing [90] Aragón's diplomatic position. Meanwhile, Muslim tribute helped build the Pyrenean village of Jaca, Aragón's original capital, into the first true city of the kingdom.

    In the latter part of the eleventh century, the Aragonese crown and military leaders became more thoroughly imbued with the crusading ethos than their counterparts in any other Hispanic principality. They won a series of key points in the foothill country during the 1080s, but found it very difficult to break past the barrier of well-fortified cities into the Ebro plain below them. And whenever they seemed about to make a real breakthrough in the direction of wealthy Zaragoza, their more powerful rival, the Castilian crown, helped to prop up the emir of Zaragoza as a political client and tributary of its own. Consequently the ambition of the Aragonese crown shifted briefly to the southeast, in expeditions toward the Mediterranean coast. Conquest was easier there; in conjunction with forces of the count of Barcelona, the distinct around Tarragona was seized in 1095, then lost again. More important and lasting victories were finally gained, however, with the definitive seizure of the foothill towns of Huesca (1096), and for the second and final time, Barbastro (1101).

    The great Aragonese reconquest occurred in the first part of the twelfth century during the reign of Alfonso the Battler (1104-1134), a pious crusader who devoted himself primarily to war against the Muslims. With decisive reinforcement from French crusading knights, Alfonso was able to occupy the key Ebro city of Zaragoza and practically all the surrounding Ebro plain. He nearly doubled the size of the kingdom, increasing its natural resources and economic potential several times over.

    Before the twelfth century, most of the Aragonese aristocracy were relatively poor and lesser nobles (hidalgos), who sometimes had to work their own land and caused little trouble for the crown. As in León and Castile, but not Catalonia, military and administrative officials in Aragón had at first constituted a service aristocracy. There were few hereditary fiefs, though as early as the tenth century tenencias over land, with the right of jurisdiction as lieutenant of the crown, were held by some nobles in the tierra vieja, the hill country of old Aragón. Originally these were not hereditary, but merely rewards for military service. Already by the eleventh century, however, most nobles were claiming hereditary status for their honors and tenencias. During the expansion of the eleventh and early twelfth centuries, the crown had to recruit more heavy cavalry for lowland fighting, as the reconquest descended from the hills. The situation was broadly similar to that of Castile, and a similar solution was adopted. The class of caballeros villanos was expanded by the royal practice of granting [91] honores of income from land as remuneration for military service. Alfonso the Battler relied primarily on a caballería de honor of petty hidalgos and military commoners, each of whom was normally assigned a certain amount of rent or income for each mounted warrior that he brought to the royal service.

    The first kings of Aragón, and particularly Alfonso, were energetic in limiting the privileges of the hereditary aristocracy, while granting liberal terms of resettlement in the new lands and encouraging founding of new towns. Semi-autonomous concejos were established in parts of new Aragón just as in southern Castile and León during the same period. Moreover, better terms had to be granted to peasants in tierra vieja to keep them on the land. In general, there was a somewhat more equitable social balance in much of Aragón than in Catalonia during the twelfth century, though this changed. As early as 1164, representatives of Aragonese towns were invited to a Curia regia (the first clear instance of this in any peninsular kingdom), forming the precursor of the Aragonese Cortes that developed half a century later.

    But Aragón was a small kingdom with scanty population, and even after the occupation of the tierra nueva its resources were not great. Most of its "towns" were simply rural village communities akin to those of Castile. The only true cities were the new capital, Zaragoza, Jaca, and Huesca. There were not enough people from the north to inhabit the new territory, and so many more newly conquered Muslims were allowed to remain in the Aragonese tierra nueva than in other reconquered territory of the twelfth century. The most productive rural districts of southern Aragón were inhabited and worked almost exclusively by Muslim peasants.

    Thus the most notable development in twelfth-century Aragonese society was not productive new development for most of the population but rather a continued increase in the power of the aristocracy. This foreshadowed a similar pattern that would emerge in Castile at the completion of the major part of Castihan reconquest. Following the death of Alfonso the Battler in 1134, his hard-pressed successor was forced to recognize the right of hereditary seigneurial domain for the landed aristocracy in both the north and south. In old Aragón this amounted to full legal title and sovereignty for the nobility. In new Aragón the granting of large seigneuries worked by Muslim peasants only increased the power of new landlords who did not have to worry about the rights of Christian underlings. The aristocratic fiefs in the south were established on the principle of personal feudal loyalty to the crown, reflecting the growing French influence in the peninsula at that time. Whether or not they held direct title in the [92] north or did feudal homage in the south, the Aragonese aristocracy was more powerful by the beginning of the thirteenth century than that of any other Hispanic kingdom.

    The Aragonese Succession Crisis and the Union of Aragón and Catalonia

    The first Aragonese succession crisis occurred after the death of the celibate Alfonso the Battler, who willed his crown and patrimony to the monastic orders of the Temple, the Hospital, and the Holy Sepulchre. This was blocked by the Aragonese elite. They elected as successor Alfonso's brother, Ramiro the Monk, who had to renounce holy orders and marry in an effort to provide an heir to the throne. The Aragonese succession immediately fell afoul of the strong expansionist ambitions of Alfonso VII "the Emperor" of Castile-León, who aspired to incorporate the entire Ebro district down to Valencia and the Mediterranean. Since Zaragoza had been tributary to Castile, he claimed sovereignty over many of the latest conquests of the Aragonese crown, seizing Zaragoza at the end of 1134 and forcing Ramiro to seek refuge in the Pyrenees. An international conclave of jurists, clerics, and neighboring princes forced Alfonso VII to retire, but not before Ramiro had been required to recognize the suzerainty of the Leonese-Castilian crown as well as Castilian occupation of the key fortresses of southwestern Aragón.

    It was to save Aragón from domination by the powerful Leonese-Castilian monarchy that Ramiro turned to the highly capable young count of Barcelona, Ramón Berenguer IV (1131-1162), a strong military leader and the best Hispanic politician of his generation. Ramiro's infant daughter, Petronila, who was to have been betrothed to Alfonso VII, was instead pledged in 1137 to Ramón Berenguer, with the provision that their offspring would reign jointly over the two states of Aragón and Catalonia. In the meantime, the Catalan count was to exercise the powers of the Aragonese crown, and even in the event that the tiny Petronila died before the marriage could be consummated, the house of Barcelona was still to inherit the Aragonese crown.

    This arrangement was the political masterstroke of the Hispanic Middle Ages. It guaranteed the independent succession to the crown of Aragón and strengthened the military and diplomatic position of both states, while providing that each would preserve its own laws, institutions, and autonomy undiminished. The two realms remained legally distinct, but federated under the rule of a common dynasty. [94] Such an arrangement would have been impossible with Castile, whose strong monarchy and centripetal tendencies were inimical to equal federation. Both Aragón and Catalonia gained greater strength and security than either would have enjoyed alone, and Aragón was provided with a badly needed outlet to the Mediterranean.

    The measure of the skill of Ramón Berenguer IV was that hc managed the union successfully and extracted Aragón from its pledged submission to Castile. In this he may have been aided by the fact that he was brother to Alfonso's queen, a princess renowned for her beauty and charm. Formation of a strong political entity in the northeast at the same time that the kingdom of Portugal broke away from Castile in the southwest gave greater balance to the principalities of the peninsula. The one left behind was of course Navarre, which found itself hemmed in territorially, had already lost its western and southwestern districts to Castile, and at one point was the object of a partitioning scheme of Alfonso VII and Ramon Berenguer IV.

    The new ruler of the united dynasty still called himself count of Barcelona and merely "prince" of Aragón. During the middle years of his reign, he completed the occupation of new Catalonia with the seizure of Lérida (1148) and Tortosa (1149). His son by Petronila, Alfons II (1162-1196), was the first to call himself king of Aragón-Catalonia. Under the aegis of Alfons II, Catalan expansion across the Pyrenees into southwestern France reached its fullest extent, as the crown incorporated most of the territories of Provence and Languedoc, adding them to the small northeast Pyrenean districts of Cerdanya and Rosselló (Cerdagne and Rousillon). Emigration across the Pyrenees into Catalonia continued throughout the twelfth century, and was particularly useful in repopulating towns seized in the new districts of south and west Catalonia, and in expanding Catalan commerce.

    Yet the trans-Pyrenean empire of Catalonia was brought to an abrupt end by the downfall of Pere II "the Catholic" (1196-1213). This resulted from the ambition of the French crown to overcome feudal division and reincorporate all territory down to the Pyrenees, but even more from the zeal for orthodoxy of Pope Innocent III. Provence and Languedoc had become the center of the Cathari religion in western Europe. Albigensianism, as the Cathari beliefs were frequently called, was an heretical Manichean type of religion stressing asceticism, moralizing, and the duality of body and spirit. The papacy was determined to extirpate the Cathari doctrine, and the French crown assisted this enterprise in order to seize the southwestern territories once more. Pere II of Aragón-Catalonia was a fully [95] orthodox prince who pledged his kingdom a feudality of the Holy See (hence his nickname the Catholic) but could not allow French forces to conquer and expropriate the trans-Pyrenean domains. Whereas in 1212 this warrior king had played an heroic role at the great pan-Christian victory of the Navas de Tolosa, in 1213 he led his forces across the Pyrenees to eject the occupying forces summoned by the papacy from northern France. The odds at the battle of Muret were in Pere's favor, but his Languedocian vassals proved feeble allies, and fortune failed him. Pere was slain on the field, his forces fled, and ultimately all Provence and Languedoc were incorporated by the crown of France.

    The fateful defeat at Muret had the positive effect of quickly terminating what might have been a long, difficult, and costly rivalry with the crown of France. It set a stable border between France and Aragón-Catalonia, and turned the Hispanic kingdom southward to complete the reconquest of the peninsula's east, and ultimately outward into the Mediterranean in the great Aragonese expansion of the late thirteenth and fourteenth centuries.

    The Great Catalan Reconquest of Jaume the Conqueror

    Pere the Catholic left a minor son as heir, Jaume I (1213-1276). During the minority of the new ruler, the power of the crown declined and the aristocracy usurped authority in both Catalonia and Aragón. But after he came of age, Jaume proved himself the first great ruler of the united dynasty. He seized the opportunity provided by the final decay of Muslim power to complete the conquest of all the territory assigned to the Aragonese sphere by the treaty of Cazorla with Castile in 1179. This coincided with Castile's reconquest of most of the south under Fernando III and won for the Aragonese ruler the historic sobriquet of Jaume the Conqueror.

    Jaume's first step was to seize the Balearic Islands in a series of expeditions between 1229 and 1235. His second was to move into the entire central portion of the eastern coast, beginning with Morella and the Maestrazgo district in 1232, going on to Valencia in 1238, and by 1244 taking the coastal district south of Valencia as far as Játiva. The boundaries between Aragón and Castile were then reaffirmed in a treaty of 1244, and in 1265 Aragonese forces repressed a major Muslim revolt in the new Castilian region of Murcia in the southeast. Finally, the treaty of Corbeil in 1258 between the crown of France and that of Aragón-Catalonia wiped from the slate the old quarrels over the French regions of Provence and Languedoc.

    [96] Jaume's reign was important not merely because it expanded a dual kingdom of approximately 85,000 square kilometers to one of approximately 112,000, but also because of the growth of the Catalan economy during this period and the beginning of the formation of the classic political constitutions of the Aragonese realms. When the veteran Conqueror died at the age of seventy-eight in 1276, the political, economic, and territorial basis had been laid for the expansion of the Aragonese empire in the Mediterranean.

    Constitution and Society of Aragón in the Thirteenth and Fourteenth Centuries

    The thirteenth century was the age of consolidation of the political power of the Aragonese aristocracy. During the minority of Jaume I, the royal finances were exhausted (in part because of the extravagances of Pere the Catholic) and the resulting weakness of royal authority was used by some Aragonese nobles to divide among themselves the landed rents and other financial perquisites remaining to the crown. The expansionist policy of the Conqueror in his mature years was designed in part to remedy this weakness and restore a strong base for royal authority.

    So long as the continental reconquest continued, ambitious and aggressive new aristocratic strata could be satisfied with new lands or rewards. After the reconquest ended, the nobility began to vie directly with the crown for control of the public power. The Aragonese nobility had already developed the myth of a pact which had supposedly originated the monarchy five centuries earlier through a compromise or contract between the chief noble, the king, and the leading ricoshombres (high aristocrats) to fight the Moors.

    Much of the aggressiveness of the Aragonese nobility came from the fact that their position and power were in many cases of recent origin. Aragón had not been as thoroughly feudalized as Catalonia, where by definition most land was under the domain of the aristocracy or the church. Heading the nobility was a small group of ten or twelve families of ricoshombres, descended from or intermarried with royal bastards and the closest relatives of the crown. Most of their domains were of twelfth- and thirteenth-century creation and were the most productive areas in the Ebro and Jalón valleys and some of the most productive in the Valencia district. Below these few families was a fairly large group of middling-to-petty nobles, catagorized as infanzones and hidalgos. Though most of the landed aristocracy in Aragón exercised de facto civil and criminal jurisdiction over the [97] people and territory of their domains, this jurisdiction was not fully recognized by law. Furthermore, the bulk of the Aragonese aristocracy remained poorer than that of Castile or even of Catalonia, where some of the petty nobility were involving themselves in commerce. it was clear toward the end of the thirteenth century that Catalonia was the more populous, wealthy, and important of the two principalities. Aragón, one-third of whose population were Muslim underlings (mostly semiserfs), was a social and economic backwater by comparison.

    Most of the Aragonese aristocracy joined in a special "Union" of 1283 to press on Jaume's son and successor, Pere el Gran (1276-1285) their status grievances and protests against new taxation and the growing predominance of Catalan interests in royal policy. The opportunity was provided by a quarrel with the French throne over the inheritance of Sicily, leading to a French invasion of Catalonia. The crown's desperate need for help forced it to recognize part of the "General Privilege" demanded by the Union, promising not to arrest, execute, or confiscate the property of any noble without the approval of the Aragonese Cortes and to make no new laws without Cortes approval.

    The subsequent Privileges of the Union, imposed on the crown in 1287, forced ratification of the prerogatives of the Justicia (chief judge) of Zaragoza, whom the crown had already recognized as supreme judge of the kingdom, primarily in protection of nobles' rights. The Privileges also established the principle of annual Cortes meetings and the power of the nobles to name several members to the royal council with a veto over royal policy. Though not all these concessions were fully implemented, they had the effect of converting the kingdom of Aragón into a virtual aristocratic republic for the next half century. In the process, the full fiscal, civil, and criminal jurisdiction of the landholding aristocrats over their domains and the peasants thereon was implicitly recognized.
    One of the distinctive features of the power of the aristocracy was its place in the Aragonese Cortes, which contained two aristocratic brazos ("arms" or chambers): one for the ricoshombres and one for the infanzones or hidalgos. Decisions in the brazo de ricoshombres required a unanimous vote. The two aristocratic brazos and the brazo popular (which represented twenty-two towns and three rural confederations) were complemented in 1301 by a brazo for the church hierarchy, creating the classic four-chamber Aragonese Cortes.

    So long as their domestic social and juridical privileges were respected, the Aragonese aristocracy normally did not contest the crown's policy of overseas expansion. During the fourteenth-century [98] conquest of Sardinia, the contingent from lightly populated Aragón was as large as that from Catalonia and Mallorca combined.

    The constitutional issue in Aragón was finally settled by the strongest king of the fourteenth century, Pere el Ceremoniós, who was determined to assert the authority of the crown in matters of general policy. He defeated forces of the aristocracy in a major battle in 1348 but reconfirmed many of the constitutional privileges granted by predecessors. Moreover, he ratified the authority of the Justicia, henceforth known as Justicia Mayor, to interpret the juridical rights of the aristocracy and safeguard the legitimate prerogatives of the Cortes. The Justicia Mayor was not, however, entirely above royal law; one who abused his authority was subsequently deposed, and another executed, by royal justice.

    After 1348, the Aragonese nobility made little further effort to contest the sovereignty of the crown in the general affairs of the kingdom, in part because the crown accepted the social, juridical, and economic authority of the nobility on their local domains. The advance of Roman law gave them more exact legal tools to dominate the peasantry, particularly the lowest stratum of Muslim (and some Christian) peasants who lived in serfdom and were thenceforth treated under the judicial category of slave. New laws of the fourteenth century established the right of the señor to maltratar (punish) and even kill his serfs, if such authority was administered "justly." Thus by the fourteenth century the condition of most of the Aragonese peasantry, whether fully enserfed or simply encomendado, had declined from a hundred years earlier.

    The towns and concejos of Aragón clung desperately to their charters under royal domain, to avoid falling under seigneurial control, and were frequently willing to pay large sums to the crown to have their status reconfirmed. Though the few Aragonese towns were small and poor, they were the only alternative under the crown to aristocratic authority. During the troubled twelfth century they had formed several regional juntas to help maintain law and order, but an effort was made from the thirteenth century on to incorporate jurisdiction over roads and royal domain in the royal administration, which appointed special judges and paceros (peacemakers) for policing.

    The kingdom remained economically backward throughout the later Middle Ages. Some new irrigation was constructed in the river valleys, but the most productive farmland was for the most part the mudéjar (subject Muslim) regions of the tierra nueva. Sheep-grazing was almost as important as in Castile, and the Casa de Ganaderos of Zaragoza was the Aragonese equivalent of the Castilian Mesta. Compared [99] with the extraordinary development of Catalan commerce, that of Aragón was insignificant. From about the eleventh century, the most important trade routes were those that led northward through Jaca and Huesca over the Pyrenees into France.

    The Kingdom of Valencia

    The most important of the new domains was the region of Valencia. The city itself had been one of the most populous and prosperous of the taifas, and the surrounding agricultural region, partly irrigated, was one of the most productive in the peninsula. The Muslim inhabitants of the city and of other towns in the district were expelled, but most of the Muslim peasants were allowed to remain, their lands divided to form new domains for Aragonese (and some Catalan) aristocrats. After a Muslim peasant revolt in 1263, however, some 100,000 Muslim peasants were expelled from the new kingdom as well.

    Jaume the Conqueror had the creative foresight to establish the new region on an independent basis similar to that of Aragón and Catalonia, making constructive use of the federative and constitutional principles behind the Aragonese crown. The Aragonese aristocracy had provided most of the military strength for the conquest of the region, but the crown was eager to avoid adding the whole new territory to the possessions of that domineering caste and so kept it separate and encouraged Catalan immigration. Valencia and most of the other towns were repopulated almost exclusively by Catalan immigrants. The majority of peasant immigrants into some of the better irrigated districts that had been cleared of Muslims were also Catalans. They were mainly from the freer districts of New Catalonia and brought their own furs, or systems of local rights, with them, as well as the technical ability to keep a rather complicated agrarian system operating. The domains of Aragonese aristocrats were restricted to the north and northwest of the new kingdom, adjacent to Aragón itself, and the common language of most of the Valencian Christian population was Catalan, not the Aragonese dialect more akin to Castilian. A three-chamber parliament or Corts on the Catalan pattern was then created to represent the dominant elements in the new Christian population.

    Immigration was slow, for the surplus population of Catalonia was not great, that of Aragón even less, and some immigrants were attracted to the Balearics. In 1270 the Christian population of the entire region, including the city of Valencia, was only 30,000, while there [100] were four times as many subject Muslims in the countryside. By 1500, slow but steady immigration from the north and Muslim emigration to the south had increased the Christian proportion of an expanded population to nearly 50 percent: of a total of approximately 300,000 inhabitants, 140,000 were Christians, including nearly 70,000 in Valencia itself.

    The rise of the city of Valencia as an important economic center dates from the height of the Aragonese Mediterranean empire in the fourteenth century. Its Catalan population brought with them the skills and values of Barcelona and other port towns, and ultimately, with the decline of Barcelona in the fifteenth century, Valencia became the leading commercial and financial city of eastern Spain. Its many skilled workers produced an important volume of manufactures, particularly in textiles. The principality's autonomy enabled the Valencians to maintain their own currency and protect it from the devaluations of the fifteenth century.

    The two ruling classes in the principality were the urban oligarchy (ciutadans honrats) of the city and the landed aristocracy of the countryside. Early efforts to give artisans equal representation in the administration of Valencia were squelched, and strict sumptuary laws promulgated to keep them in their place; the dominance of the upper classes was maintained throughout. A degree of fusion between the urban oligarchs and the aristocracy occurred, particularly after an agreement of 1329 that allowed the lower aristocracy to hold office in the towns.
    Valencia became in some ways the most cosmopolitan city in the peninsula and by the late fifteenth century was its primary center of sensual Renaissance esthetic and humanist culture, strongly influenced by Italian patterns. Yet Valencia remained a culturally bifurcate, religiously divided region, with half its population Muslim, for four hundred years, down to the final expulsion of the Muslims in 1613. Despite its prosperity and urban sophistication, it never developed a completely distinct, independent, and unified cultural personality.

    The Balearic Islands

    Occupation of the Balearic Islands was a major step in the expansion of Aragón-Catalonia in the Mediterranean. The largest of the islands, Mallorca, had supported a Muslim population of between 80,000 and 100,000, most of them peasant smallholders, but its Muslims were expelled en masse and the island redivided among the royal domain and members of the occupying force. Poor peasants from Catalonia [101] were brought over in significant numbers to work the empty fields for the new overlords, at first on fairly favorable terms.

    The key to Mallorca was its large and prosperous capital city of Palma. Endowed with a fine harbor and strategic position in the west Mediterranean, it became within two generations a new Barcelona and for the next century a rival of that capital. Through the first half of the fourteenth century the bourgeoisie of Palma built one of the strongest commercial and financial centers of the west Mediterranean, operating a large merchant fleet. After the middle of the fourteenth century, however, warfare, increased competition, the plague, and natural disaster combined to reduce sharply the commercial importance of Palma.

    During the thirteenth and early fourteenth centuries, the society of Mallorca had been more or less open: the first positions after the conquest had been taken by petty cavaller and middle class conquerors and emigrants from Catalonia. The only feudal aristocrats were a very small group of nobles from Rosselló and Cerdanya. By the fourteenth century, Mallorca had developed an island parliament, the Consell General of three estates, with a special council for peasants and local councils for each district. Over half the land was originally under royal domain, and most of the original peasant immigrants enjoyed hereditary emphyteutic rights. By the fifteenth century, however, the urban oligarchy of Palma had come to dominate the entire island, buying up most of the land rights and establishing a kind of seigneurial domination over the peasantry, which was placed under growing exactions. Social tensions eventually erupted in several bloody civil wars between town and countryside.

    The lesser islands were settled by Christian immigrants more slowly. Ibiza, the third largest, was occupied in 1235 and most of it divided among magnates (high aristocrats) from northeast Catalonia who led the expedition. The fairly dense Muslim population was reduced to serfdom, and in subsequent generations much of it was by degrees either expelled or sold into slavery. At the time of the original conquest the second largest island, Menorca, was merely reduced to vassalage. It was not occupied directly until 1287, after which most of the Muslim population of 40,000 were reduced to slavery and a large number sold throughout the west Mediterranean. Menorca may not have been fully repopulated with Catalan peasant immigrants for a century or more.

    In his will, Jaume the Conqueror exercised the customary feudal right of division, and after his death in 1276, the Balearics were split off from the rest of the territories of the Aragonese crown to form a separate kingdom together with the north Pyrenean counties of Rosselló [102] and Cerdanya. The logic behind this hybrid arrangement was that many of the original conquerors and emigrants to Mallorca had come from Rosselló. Though the separate kingdom of Mallorca, as it was called, was soon forced to recognize once more the suzerainty of Aragón, its territories were not fully reincorporated into the patrimony of the Aragonese crown until 1349.

    The Economy of Medieval Catalonia

    Aside from the commerce of Mallorca and the rise of Valencia in the late Middle Ages, the economic history of the Aragonese empire is mainly the economic history of Catalonia. Without the sea power of the Catalan ports, overseas expansion would have been impossible. Catalan maritime activity began to develop significantly in the eleventh century, and displayed major military importance in the successful expedition to Mallorca in 1229. During the thirteenth and fourteenth centuries, the shipyards of Barcelona vied with those of Venice and Genoa to build the finest vessels in western Europe.

    The growth of the Catalan economy was probably stimulated by the flourishing urban economy of southwestern France in the twelfth century, then by the money, enterprise and technical ability of middle class Albigensian refugees who fled to Catalonia after 1213. Simultaneously, the ravages of the papal Albigensian crusade shattered the economic centers of Provence and Languedoc and eliminated much of their competition to the broadly expanding thirteenth-century Catalan economy.

    The first great phase of commercial expansion came during the second half of the thirteenth century. It was built especially on the oriental spice trade through Sicily and the traffic in gold, wool, and slaves with northwest Africa. In the early Middle Ages, traffic in slaves--mostly white--may have been the core of Barcelona's commerce. After the middle of the fourteenth century, the slave trade became increasingly important in general Catalan commerce.

    By the early fourteenth century, Catalan merchants had established themselves in all the major emporia of the Mediterranean. Barcelona's Consulate of the Sea regulated overseas commerce and supervised the trade of many lesser ports along the Catalan and Valencian littoral. Altogether, Barcelona merchants comprised one of the three largest groups of traders in the centers of Mediterranean and west European commerce. They were the principal European middlemen in the ports of northwest Africa, were second only to the Venetians at Alexandria and in the Flanders trade, and even ranged beyond Byzantium to the Black Sea ports. Traffic in the spices and drugs of [103] Alexandria was facilitated by a favorable gold balance in trade with northwest Africa and augmented by special tribute paid to the crown of Aragón by several states along the northwest African coast during the fourteenth century.

    The Catalan towns became important manufacturing centers and were practically the only exporters of finished goods in any volume in the Hispanic peninsula. At the heart was the domestic textile industry, relying on woolens in Catalonia and silks in Valencia. It began a major phase of development at the start of the fourteenth century with the formation of several large concerns of textile producers, the first of which was established at Barcelona in 1304. Expansion was encouraged by the elimination of French competition during the war that raged intermittently from 1283 to 1313, and by the demands of a growing domestic population and export markets in Castile, the west Mediterranean islands, and northwest Africa. There was also a significant domestic metallurgical industry, whose main achievement, the "Catalan forge," was later copied for iron-working in other parts of western Europe. During the fourteenth century the Catalans held what amounted to control over the technique of extracting Mediterranean coral, and their production of leather goods was also important. At one point, early in the fourteenth century, Catalonia may have had the strongest local manufacturing complex of any one region in western Europe.

    Equally significant, Catalonia led in the development of banking and finance. Unlike Castile, which for a long time kept some Muslim monetary standards, Catalonia functioned within the monetary system of the European west Mediterranean. Earlier than 1400, Barcelona's financiers and merchants had developed letters of exchange (the forerunners of checks), insurance, and other banking techniques that were major steps in the evolution of modern finance.
    Science was used most impressively in the realms of astronomy, mathematics, and navigation, and it enabled Catalan mariners to make fundamental contributions to the fourteenth-century expansion of Europe into the Atlantic and around the northwest African coast. All told, thirteenth- and fourteenth-century Catalonia was probably the only society within the peninsula in all of Hispanic history to be ahead of most of its European contemporaries in technology and economy.

    Society and Institutions of Medieval Catalonia

    The economic and territorial expansion of thirteenth-century Catalonia was made possible by, and in turn encouraged, the heaviest [104] concentration of people in the peninsula. Subsequent investigation has revealed, for example, that Catalan farming plots of the thirteenth century were only 20 to 50 percent as large as those of the sixteenth century because of the denser population in the earlier period. The population of the peninsula as a whole may have nearly doubled in the two centuries preceding the Black Death, between 1140 and 1340, as a result of improved agriculture and expanded commerce, but already by the mid-thirteenth century the population of Catalonia was nearly 500,000, or at least 10 percent of the peninsula's approximately 5,000,000. It is calculated that by the early fourteenth century Catalonia's population may have dropped to about 450,000, mainly because of heavy emigration. Altogether, two-thirds of the people of the home territories of the crown of Aragón were Catalan. The population of Valencia and Aragón combined, around 1300, scarcely exceeded 200,000, and that of the Balearics scarcely reached 50,000. Well over half the people of Valencia and Aragón were Muslims not integrated into the society. The Moorish population of the Valencia region amounted to 70-80 percent of the total of that area, that of Aragón to more than one-third, but it has been estimated at only 3 percent of all of Catalonia. The almost entirely rural population of bleak, landlocked Aragón was of secondary importance in producing food and raw materials (grain, wool, and hides).

    Catalonia, however, suffered more heavily from the Black Death than did Aragón (or Castile), because it was more urbanized and the plague tended to follow the trade routes. The crest of the disease was followed by locusts, famine, and then its recrudescence, and according to some estimates nearly half of Catalonia died. By the latter part of the fourteenth century the population had declined to about 350,000.

    There were two elements of the Catalan upper class: the feudal military aristocracy, established on the land, and the moneyed bourgeois oligarchies. By the late fourteenth century these two were beginning to merge, as more aristocrats chose to live in the towns and more wealthy merchants and financiers bought country estates. The urban patriciate or upper class were for the most part rentiers and the urban equivalent of the feudal seigneurs. These ciutadans honrats (honored citizens) wielded a disproportionate influence in town government.

    Below them were the active middle classes, the ma mitjana, composed of several strata of mercaders (merchants and financiers), ranging from the mercaders honrats (enfranchised merchants), who might rival the oligarchic ciutadans in wealth, down to the ordinary marxants (peddlers). In wealth such categories might overlap with the artistas (professional men and skilled workers), below whom were the ordinary menestrals (artisans). The distribution of public power is [105] revealed by the social background of the 200 elective members of the ruling Barcelona Concell de Cent in 1257: 89 were ciutadans, 89 were mercaders, and 22 were menestrals.

    Despite strong status differences, this was a fairly open society with great mobility and considerable opportunity. There were definite social tensions, as demonstrated in an uprising by the poble menut of Barcelona in 1285, led by one Berenguer Oller and supressed with 200 executions. But in general the urban society of expanding Catalonia, with all its complexity, revealed a degree of social cohesion rivaled by few other regions of western Europe in the thirteenth and fourteenth centuries. The extent of opportunity is demonstrated by fourteenth-century menestrals who ultimately made so much money that they were able to buy landed estates in the countryside. It was only in the fifteenth century, after opportunity and mobility had decreased, that rebellion by the lower and middle classes against the oligarchy became endemic.

    The condition of the peasantry improved steadily during the Catalan expansion from the eleventh to the thirteenth centuries. Genuine serfdom did not exist, though much of the peasantry was still liable to various kinds of feudal dues and services. However, after the Black Death reduced their numbers and placed a premium on labor, the upper classes began to tighten exactions and increase requirements, leading eventually to the great Catalan peasant revolts of the late fifteenth century.

    The major political distinction of medieval Catalonia was that it developed the most effective parliament of any realm in western Europe. The constitutional structures of Catalonia and Aragón became more fully defined than that of Castile in part because of their more exact feudal separation of jurisdiction and rights. As in other kingdoms, the Catalan Corts that evolved in the thirteenth and fourteenth centuries were composed of representatives of three distinct braces. The Catalan parliament, like that of Aragón, was able to take advantage of the heavy fiscal and military needs of the crown to establish basic rights. Lacking the large royal domains of its Castilian counterpart, the crown of Catalonia-Aragón was constantly in need of funds, primarily to support military undertakings. Much of what was held in royal domain was sold to meet these needs, yet they were never fully satisfied and the crown was perpetually dependent on further grants, particularly from Catalonia. By the early fourteenth century, the Corts had used this hold over the crown to establish the principle of regular meetings of the Corts and its power of the purse, and it was on the way to achieving an explicit position of judicial and legislative sovereignty as well.

    [106] The Catalan system, unlike that of Aragón, was more than an instrument of aristocratic domination, but developed a broad constitutional structure that represented and protected the middle class as well. The principal reason for this difference was the much greater strength of the Catalan towns and middle classes, requiring that the landed nobility, which was involved in commerce, ally itself with the urban elite rather than merely usurping priority. Thus in Catalonia, as later in England, there developed a functional combination of interests between the aristocracy and the upper level of commoners.

    A unique feature of the Catalan system was the establishment of a special institution, the Diputació del General de Catalunya, a committee of representatives of the three estates of the Corts. Its function was to apportion and collect taxes, interpret the laws, and guarantee observance of due constitutional process. The Corts made a rule of never permitting the crown to know the sources of its grants, which were presented in a lump sum after being collected among the population on the basis of periodic censuses. A special Diputació was usually appointed to supervise collection of taxes, and in 1359 the Diputació was summoned to permanent session. In addition to supervising taxes, it began to serve as a superior court, and in 1421 was recognized by the crown as bearing authority to interpret the laws and guarantee their proper observance by other authorities. The Catalan Corts not only established legislative cosovereignty with the crown but institutionalized the means of safeguarding constitutional process, something completely wanting in the Castilian Cortes. The institution of a permanent executive agency--though mainly restricted to fiscal supervision--was afterward adopted by the parliaments of Aragón, Valencia, Navarre, Mallorca, and Aragonese Sicily. Yet the Corts and its Diputació were used by the dominant elements in late medieval Catalan society primarily as a protective device against the crown. The notion of legislative initiative or a positive economic or fiscal program by the Corts was almost entirely absent. The only programs that ever appeared in the medieval Corts were the annual greuges, usually long lists of juridical and financial complaints against exactions and abuses, designed mainly to hold down the tax bill.

    Medieval Catalan Culture

    The culture of medieval Catalonia was the most thoroughly "European" to be found in the peninsula. Its first significant intellectual center was developed at the monastery of Ripoll in the eleventh century. There and at several other schools in the northeast, the first [107] work was done in transmitting aspects of Muslim science and culture to western Europe, antedating the more extensive efforts in Castile. In both Castile and Catalonia the major role in this was played by Jewish intellectuals, living especially in Barcelona, Huesca in Aragón, and Tudela in Navarre. Foreign students at the principal Catalan schools as well as the religious centers at Pamplona and at Tarazona in Aragón helped transmit Muslim learning across the Pyrenees.

    The first major foreign esthetic influences in Catalonia came from Provence and Lombardy, to be followed by the common Romanesque art of western Europe, stronger in Catalan art and architecture of the eleventh and twelfth centuries than anywhere else in the peninsula. Largely from Provençal influence, formal vernacular poetry developed earlier in Catalonia than in Castile, beginning with such poets as Moncada in the eleventh and Arnau de Vilanova in the twelfth century. By the early thirteenth century, the Provençal mode of courtly lyricism (and topical satire), as spread by the trovadors and jongleurs, was widely practiced, and the poetic contest became an institution.

    Throughout the Middle Ages, Catalan remained the language of the Aragonese dynasty and court, which itself produced the first great Catalan narrative in the Crónica of Jaume I. At the end of the thirteenth century, the Catalan theologian and philosopher Ramón Ltull was the first writer in western Europe to compose philosophical and scientific works in the vernacular. The height of the medieval Catalan prose narrative was reached during the fourteenth century in Ramón de Muntaner's chronicles of the Mediterranean expansion.

    Philosophical and theological study in Catalonia was the most advanced in the peninsula, and during the fourteenth century there were several teachers of Scotism in the region. The only new Catholic philosophical variant to appear anywhere in the peninsula during the Middle Ages was that of Ramón Lluli. Llull is best known for a grand project to convert the Muslims that eventually led him to a martyr's death. He also developed a body of theology that differed from Thomism in its insistence that there was no function for philosophy aside from theology and that all theological propositions could be understood by reason. Llull was besides a poet, a mystic, and a writer of didactic romance, and was probably the first thinker in western Europe to propound the idea of an international association of states (Christian and non-Christian) to keep the peace.

    Though open heresy was extremely rare, Catalonia was more noticeably touched by heterodoxy than other Hispanic realms. The Albigensians who fled into the region in the thirteenth century left few direct traces, but the more open and individualistic structure of [109] Catalan culture and society created a somewhat more critical-minded and questioning religious ambience than in Castile or Portugal.

    Expansion of the Aragonese Mediterranean Empire

    During the late-thirteenth and fourteenth centuries, the Aragonese crown developed the most clearly defined, conscious, and carefully planned imperial strategy of any power in western Europe. It first began to take shape during the reign of the heir of Jaume I, Pere III el Gran (1276-1285), who proposed active expansion on all fronts, to include restricting aristocratic power at home (particularly in Aragón) and establishing the indivisibility of the royal inheritance. Pere's queen was the daughter of Manfred von Hobenstaufen and heiress to Sicily. He proposed to claim this inheritance even though the pope had given the island to a branch of the French Angevin dynasty. An opportunity was provided by the famous "Sicilian vespers" of 1282, in which many of the French supporters of the Angevin claimant were massacred and the rest driven from the island, opening the way to Aragonese occupation. The claim to Sicily brought the Aragonese crown into direct conflict with the two major powers of western Europe in that era: the papacy and the crown of France. It led immediately to a major French invasion of Catalonia, under duress of which the Aragonese and Catalan parliaments exacted fundamental concessions from the crown. The invasion was blessed by the pope as a crusade but it ended in complete defeat (1285), leaving rich spoils to be garnered by the victorious Catalans.

    Pere el Gran's successor, the weak Alfons III (1285-1291), was handicapped by the resistance of the Aragonese aristocracy. Sicily was given to Pere's second son, Jaume, who was hard-pressed to beat off the assaults of the French and papal forces but was assisted by the excellent Catalan navy of Roger de Lluria that smashed several French fleets. In 1291, Alfons was reconciled with the papacy and agreed to cease aiding the Sicilian branch of his family, but died six months later without a direct heir. The Catalans then offered the throne to Jaume of Sicily, who became Jaume II of Aragón (1291-1327), ignored some of his late brother's concessions to the aristocracy, and continued the struggle with the papacy over Sicily. After five years, however, a compromise was arranged: the Aragonese crown renounced Sicily, was lifted from interdict by the papacy, and was given sovereignty over Sardinia and Corsica (though it would be up to the Aragonese to conquer those islands to make such sovereignty effective). The compromise was not, however, accepted by [110] Jaume's younger brother, Fadric, the governor of Sicily. who was elected king by a Sicilian parliament in 1296. A settlement was finally reached in 1302, when the French crown agreed to accept Fadric as independent ruler of Sicily after he married a Neapolitan Angevin princess.

    Jaume II, like his father, pursued a policy of calculated expansion, both in the west Mediterranean and in the peninsula as well. Royal policy was strongly supported by the Catalans, for it proved a stimulus to manufactures and commerce and offered advantageous new positions. Unlike his grandfather Jaume I, Jaume II did not regard the existing frontiers between Castile and Aragón as final. He took advantage of a Castilian minority crisis in 1296 to occupy the entire Alicante-Murcia region south of Valencia. Though unable to keep Murcia, Jaume did obtain recognition of the Aragonese crown's possession of all the Alicante district, which then became part of the kingdom of Valencia.
    The most extraordinary single achievement of the expansion, however, was accomplished in the east Mediterranean by Catalan forces entirely independent of the crown. After peace was restored to the Mediterranean for an entire generation following the compromise of 1302, most of the almogávers, the mercenary light infantry from Catalonia who had done much of the recent fighting, were left without employment. The greater share -- a "Grand Company" of possibly as many as 6,500 under Roger de Flor -- were hired by Byzantium to protect the eastern empire. Though they quickly established an extraordinary record in wresting Asia Minor from the Turks, the Byzantine court found the almogavers potentially dangerous defenders; within two years Roger de Flor and many of them were tricked and massacred near Constantinople. The survivors of the Grand Company seized the Gallipoli peninsula, where they attracted allies, including several thousand Turkish mercenaries, and laid waste all of Thrace. In 1309, they moved to Thessaly in the employ of the French Burgundian overlord of central Greece but were soon dismissed. They turned on the Burgundian-Athenian forces and cut the latter's cavalry to pieces in battle near Thebes, then took over completely the "Latin" duchy of Athens. This independent Catalan dominion over central Greece lasted for three generations, and by 1370, one-third of the population of Athens was said to be Catalan. Catalan rule was finally overthrown in 1388.

    The military and commercial power of the lands of the Aragonese crown waxed so strong throughout the west Mediterranean during the reign of Jaume II that at one point, in 1309, the Aragonese ruler was even offered the overlordship of the Italian republic of Pisa by its leading citizens. Given the intense rivalries in Italy, this was impractical, [111] but during the course of his reign Jaume II prepared the diplomatic and commercial outlines of further territorial expansion, finally launched with the beginning of the Aragonese conquest of Sardinia in 1323. This brought the Aragonese crown into direct conflict with the powerful republic of Genoa, and the subsequent reign of Alfons IV (1327-1336) was full of conflict.

    The outstanding Aragonese ruler of the fourteenth century was Pere IV "el Ceremoniós" (the Punctilious), whose long reign extended for half a century, from 1336-1387. He was a conscientious and devoted ruler and an excellent politician. Moreover, like most of the Aragonese kings of this period, he was cultured and well-read. Pere IV was extremely popular in Barcelona and enjoyed general Catalan support throughout his reign. His main accomplishments were to consolidate the constitutional system of Aragón and Catalonia and secure the domination of the Aragonese crown in the west Mediterranean islands. A showdown with the Aragonese aristocracy occurred in 1347-1348 when the leaders of Aragón and Valencia refused to recognize Pere's only child at that time, his daughter, as heiress to the crown. Momentarily in a weak position, Pere was forced to restore the privileges of the Union to the Aragonese aristocracy and to ratify the institution of a justicia mayor for the Valencian Corts. But the balance soon changed. After another outbreak of plague, Pere collected a largely Catalan army and broke the forces of the Aragonese aristocracy in pitched battle, bringing death to the leaders of the opposition. The Union was abolished, but, as explained earlier, Pere kept a respect for the traditional laws and did not try to alter the original prerogatives of the Aragonese Cortes. Moreover, it was during his reign that the executive branch of Catalan parliamentarianism, the Diputació, was permanently established (1359).

    After settling the Aragonese constitutional issue, Pere forceably reincorporated the "kingdom" of Mallorca and its appendage of Rosselló under the Aragonese crown. The struggle with Genoa over Sardinia was then pursued more vigorously, but effective control of Sardinia was not achieved until the very end of his reign. Even after that, serious revolts had to be faced. The Catalan position in Sicily had remained strong, with eighteen commercial consulates ringing the island in an economic web, and in the last years of his reign, Pere was successful in regaining control of Sicily for the Aragonese crown. The Aragonese pattern of establishing autonomous local parliaments was also repeated in Sardinia and Sicily.

    During the l350s and 60s, many of the resources of the Aragonese crown were tied down in a protracted struggle with Pedro the Cruel of Castile. Aragonese interests emerged unscathed from this long contest with a powerful rival, thanks in large part to the diplomatic [112] skill of Pere IV in finding allies and playing off Castilian factions against each other.

    During the long reign of Pere IV, the Aragonese-Catalan empire reached its zenith, but the symptoms of decline were already apparent by the time of the old king's death in 1387. Earlier, the expansion of the empire and war with France had stimulated commerce and provided new opportunities for Catalan manufactures. By the middle of Pere's reign the effects of the plague, of population decline, and of constant warfare were beginning to tell on Catalan resources. The Barcelona financial collapse of 1381 was a warning of worse to come.

    The achievement was nevertheless extraordinary. In the Middle Ages, only in Venice was there another example of economic development and commercial-military hegemony resting on so slim an original base. Given the complexity and difficulty of the problems faced and the elaborate political and technological developments that were realized in the process, the rise and temporary splendor of medieval Aragón-Catalonia surpassed the territorial expansion of militant Castile in scope and intricacy of accomplishment.

    Bibliography for Chapter V

    [337] The best one-volume history of Catalonia is Ferran Soldevila's História de Catalunya, rev. ed. (Barcelona, 1962). Soldevila is also the editor of a new multivolume Historia dels catalans (Barcelona, 1966), which is superbly illustrated. The series Biografies Catalanes, published in Barcelona, provides detailed accounts of political and institutional history: see Ramon d'Abadal, Els primers comtes catalans (1958); Santiago Sobrequés, Els grans comtes de Barcelona (1961); P. E. Schramm, J.F. Cabestany, and E. Bagué, Els primers comtes-reis (1960); Ferran Soldevila, Els grans reis del segle XIII (1955); J.E. Martínez Ferrando, S. Sobrequés, and E. Bagué, Els descendents de Pere el Gran (1954); and Rafael Tasis, Pere el Ceremoniós i els seus fills (1957). The most thorough study of Catalonia-Aragón in the period of the expansion is J. L. Shneidman's The Rise of the Aragonese-Catalan Empire 1200-1350, 2 vols. (New York, 1970), which is topical in organization.

    The most extensive study of early medieval Catalonia, still uncompleted, is Ramón d'Abadal's Catalunya carolingia, 4 vols. (Barcelona, 1925-55). A. R. Lewis, The Development of Southern French and Catalan Society, 718-1050 (Austin, 1965), provides new understanding of early Catalan society and institutions. See also Emile Cauvet, Etude historique sur l'établissement des espagnols dans la Septimanie au VIlime et IXme siécles (Narbonne, 1877), and Josep M, Guilera, Unitat histórica del Pirineu (Barcelona, 1964). Jordi Ventura has written two useful biographies that deal also with transpyrenean expansion and the question of heterodoxy: Alfons el Cast (Barcelona, 1962), and Pere el Católic i Simó de Montfort (Barcelona, 1960). R. Dalmau's booklet, L'heretgia albigesa i la batalla de Muret (Barcelona, 1960), is also helpful. The principal biographies of the two leading thirteenth-century rulers are by Soldevila: Vida de Jaume I el Conqueridor (Barcelona, 1958), and Pere el Gran, 3 vols. (Barcelona, 1950-1956). Ramon d'Abadal has recently published a new biography, Pere el Cereinoniós (Barcelona, 1972). On the fourteenth-century kings of Mallorca, see J.-E. Martínez Ferrando, La trágica história dels reis de Mallorca (Barcelona, 1960).

    Aspects of foreign affairs and expansion are studied in Juan Regla Campistol, Francia, la Corona de Aragón y la frontera pirenaica, 2 vols. (Madrid, 1951); Vicente Salavert y Roca, Cerdeña y la expansión mediterránea de la Corona de Aragón 1297-1314, 2 vols. (Madrid, 1956); Antonio Arribas Palau, La conquista de Cerdeña por Jaime II de Aragón (Madrid, 1952); Francesco Giunta, Aragonesi e catalani nel Mediterraneo, 2 vols. (Palermo, 1953); Ch.-E. Dufourcq, L'Espagne catalane et le Maghrib aux XIIIe et XIVe siécles (Paris, 1966); and Lluis Nicolau d'Olwer, L'expansió de Catalunya en [338] la Mediterránia oriental (Barcelona, 1926). Two useful brief summaries are I. F. Cabestany, Expansió catalana per la Methterránea (Barcelona, 1967), and Rafael Tasis, L'expedició dels almogavers (Barcelona, 1960).

    Political and scientific ideas are treated in Francisco Elias de Tejada, Historia del pensamiento político catalán, 3 vols. (Seville, 1963-65), and J. Millás Vallicrosa, Assaig d'historia de les idees fisiques i matemátiques a la Catalunya medieval (Barcelona, 1931). Armand Llinares, Ramon Llull (Barcelona, 1968), presents an excellent analysis of the leading figure of medieval Catalan religion and culture. Commercial organization is studied in Jaime Carrera Pujal, La Lonja de Mar y los cuerpos de comercio de Barcelona (Barcelona, 1953).

    The best brief history of medieval Aragón is José Ma. Lacarra, Aragón en el pasado (Zaragoza, 1960). On Valencia, see the multivolume História deIs valen cians (Barcelona, 1965), and the first chapters of Joan Fuster, Nosotros íos valencianos (Madrid, 1967). Thomas F. Glick, Irrigation and Society in Medieval Valencia (Cambridge, 1970), is an important new work. The basic new reference on Mallorca is J. Mascaró Pasarius, História de Mallorca, 4 vols. (Palma de Mallorca, 1970).
    El francés es la lengua de nuestro enemigo cristiano y tienes que aprenderlo, el latín y el griego son las lenguas de Dios y nos habla en ellas a través de su Santa Iglesia, con el Turco solo hablamos con la espada, y ese idioma ya lo estas aprendiendo.

    Luís de Quijada a Jeromin

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    Respuesta: A History of Spain and Portugal

    A History of Spain and Portugal
    Vol. 1
    By Stanley G. Payne

    Chapter Six
    The Emergence of Portugal

    [113] The question of the roots of Portuguese individuality and the formation of a separate monarchy in the southwest has provoked considerable discussion. The two great Portuguese historians of the nineteenth century, Alexandre Herculano and Oliveira Martins, considered Portuguese independence somewhat accidental, the consequence of fortuitous political developments in the twelfth century. Spanish historians have stated such views even more emphatically. On the other hand, some twentieth-century Portuguese historians have stressed the distinctiveness of their region and what they interpret to be an underlying cultural identity and continuity that reaches well back into the Middle Ages.

    The Roman province of Lusitania was not coterminous with modern Portugal, for it did not include part of the north but did embrace a portion of what was later southwestern Spain. The peninsula's southwest developed an economy with a special geographic basis oriented toward the Atlantic coast, but drew comparatively little attention because of the lack of mineral or other natural wealth.

    The first separate polity organized in the western part of the peninsula in historic times was the independent kingdom established by the Suevi, a small Germanic tribe that invaded the region in 411. The Suevi settled primarily in the northwest, in Galicia and to the south of it. Their economic orientation was more agricultural than that of the [114]Visigoths, and they have been given credit for introducing the central European quadrangular plow into the peninsula. The moist northwest had a more fundamentally agrarian economy than the predominantly pastoral dry central region of the peninsula, and after the collapse of Roman power, cultivation of the land returned to smaller family units, replacing much of the latifundia system. In later centuries, more agrarian terms would be found in Galician than in any other Hispanic language. By the sixth century, the best-developed agriculture in the northwest seems not to have been in Galicia proper but in the Minho district just to the south. The role of the Suevi, however, probably lay more in adapting to these conditions than fostering them. There is little evidence of direct Suevic cultural and social influence on the population of the northwest, and Portuguese has fewer German words in it than any other peninsular language.

    During the sixth century, the northwestern kingdom of the Suevi was incorporated by the Visigothic monarchy, with subsequent fusion of Visigothic and northwestern aristocracies, and there is no clear indication of any separate political or ethnic identification by the eighth century. During the first generation of the Muslim occupation, there was little effort to establish Muslim colonists in the northwest. Above the Mondego valley no more than a few small garrisons were to be found. Almost all of Galicia was rewon in the Asturian advance of the 740s, and between 751 and 754 all the Minho district down to the mouth of the lower Douro (in Castilian, Duero) was temporarily occupied. The Christian society of Asturias-Galicia lacked the strength and resources to repopulate the northern part of the Minho district until well into the ninth century, while the lower stretches of the Douro valley constituted part of the no-man's-land whose inhospitable wastes sheltered the north from Muslim attack. Though raids might carry as far south as the Muslim centers of Coimbra and Lisbon, effective Christian occupation during the ninth century scarcely extended beyond the Minho River, the southern limit of Galicia proper.

    There was a large Mozarab population in the Muslim towns of the southwest, as in other parts of the peninsula, and a significant emigration from the Muslim districts toward the north occurred in the second half of the ninth century. Apparently Mozarab emigrants from the south were primarily responsible for settling the city of Porto in 868.

    The difficulty of peopling the Minho-Douro region with Galicians from the north, and the influx of Mozarabs from the Coimbra-Mon-dego region to the south, were evidently two factors of some importance in creating a separate regional identity for the area below the Minho. At least as early as 841, the region was referred to as the Provincia Portucalense, taking its name from the port of Cale (site of [115] the subsequent city of Porto), the main transit point between the settled region of Galicia to the north and historic Lusitania to the south. Hence Portugal or portucalense originally referred merely to an intermediate geographic district, not to a distinct cultural, political, or social entity. Toward the end of the ninth century this frontier district below the Minho River was established as a separate administrative territory by the Asturian monarchy, with a governor (later called dux) appointed for life by the crown, in much the same way as with the county of Castile. Territorium portugalense (changing c to g in ordinary usage) was the term used to refer to the entire area from the Minho to the Douro, and the succinct word Portugal can first be traced from a document of 883.

    During the tenth century, the post of dux of the Portugalense was held by a powerful local aristocratic family which governed on an hereditary basis for a hundred years. The Viking raids and Muslim assaults of the tenth and early eleventh centuries, together with the contemporary decline of the Leonese monarchy, encouraged local identity and self-reliance. The center of the Portugalense tended toward its southern region, in the Douro valley, for the northern district below the Minho had apparently not been fully resettled even by the end of the tenth century.

    Particularism in the Portugalense was reinforced by the mountain barriers and watershed--the region of Tras-os-Montes--that separated it from Leon to the northeast. Save for the Douro, none of the rivers that flowed through the Portugalense originated east of the mountains. There was distinct geographic separation and orientation toward the southwest and the Atlantic. Greater geographic and cultural continuity existed toward the north, for it appears that in addition to the climatic and agrarian similarities, a separate western dialect of vernacular Latin had been spoken in that part of the peninsula since late Roman times. This formed the basis for the modern language of Galician-Portuguese. Differences between Galicia and the Portugalense were not the result of dialect or important geographic barriers, but stemmed from political division, the sparseness of population below the Minho, and the frontier quality of the Portugalense. Galicia was a settled and sheltered society, oriented toward greater Leon and western Europe. Its spiritual center, Santiago, drew pilgrims from all over the western part of the continent. The Portugalense developed as a more exposed and peripheral area. Though it did not suffer from tenth-century Muslim attacks as much as did León proper, it was placed under heavier pressure than Galicia.

    The Navarrese-Castilian hegemony of the early eleventh century shifted the power base in the kingdom farther toward the east, resulting in discontent among the local aristocracy of both Galicia and the [116] Portugalense. The ricos homens of Galicia and old León lost influence at the new Castilo-Leonese court, and in Galicia and the Portugalense their roles were increasingly taken by lesser nobles or royal appointees. By the middle of the eleventh century the office of dux of Portugal was no longer being filled; the Castilian-Leonese crown simply appointed local meirinhos (royal administrators) to supplant the influence of the local aristocracy. The Coimbra-Mondego region to the south was retaken in 1064 and established as a new territory of Coimbra, administratively separate from the Portugalense. It was inhabited by a large and relatively cultured and prosperous population of Mozarabs and mudéjares, whose incorporation added a sophisticated element to the population of the southwest.

    After the death of Fernando I and his division of Castile-León, the barons of the Portugalense rebelled against the domination of the new "king of Galicia," Fernando's younger son Garcia (1071). This hostility was exacerbated by the powerful archdiocese of Santiago, which opposed independent authority for Braga, ecclesiastical center of the Portugalense, whose bishopric had been restored in 1070. The ephemeral kingdom of Galicia came to an end in 1073 when it was incorporated by Castile-León, and Galicia remained close to the interests of the kingdom, to which it had geographic access through Asturias. Coimbra and the Portugalense, however, continued to be relatively isolated by the rugged barrier of the Tras-os-Montes district and increasingly at odds with their cultural cousins to the north, who were under antagonistic political and ecclesiastical leadership.

    New leadership was given the southwest in 1096, when Alfonso VI of Castile bestowed the hereditary government of Portugal and Coimbra on the Burgundian aristocrat and crusader Henri (Port. Henri-que), husband of Alfonso's bastard daughter and personal favorite, Teresa. Though the administrative appointment was not necessarily hereditary, Henri and Teresa were given the hereditary seigneury of all royal domain in the region. As leader of the entire Hispano-Christian southwest, Henri established a capital at the town of Guimarais in northern Portugal. He and his wife participated actively in the quarrels over division of Alfonso VI's patrimony that followed the old king's death. When Henri died in 1112, Teresa was left as governess of all Portuguese territory. Her rule and that of her lover, a Galician noble named Fernando Peres, provoked resentment among the local aristocracy and town leaders, and they turned for hope to Afonso Henriques, the heir of Henri and Teresa, who had been about seven years old at his father's death. Overthrowing her in 1128, Afonso Henriques took authority as head of Portugal.

    In young Afonso's view he had inherited full hereditary authority over all Portugal and Coimbra, and the Portuguese barons encouraged [117] him to resist further political domination from Castile, León, or Galicia. In 1135, he refused to join other north Spanish princes in homage to Alfonso VII of Castile-León. He moved his seat of government southward to Coimbra and for eleven years used the title Prince of Portugal, Afonso was an aggressive military leader and won a notable victory in 1139 that reduced the Muslims of the Santarem district to tributary status. He took the title of King of Portugal on the basis of his autonomous authority, his conquests, and his descent from the Hispanic "emperor" Alfonso VI. The independence of his territory was further enhanced by establishment of the ecclesiastical independence of the archdiocese of Braga, giving the kingdom its own church hierarchy. For protection, Afonso subsequently swore fealty to the papacy and paid tribute to it, but the papacy did not officially recognize King of Portugal as a title and institution until 1179.

    The establishment of the independent kingdom of Portugal coincided with a period of severe internal stress for Castile-León, as well as of renewed military challenges to it from the Almoravids and Almohads. This combination of pressures left Castile-León with little strength or energy for the reincorporation of Portugal. Afonso I's long reign of fifty-seven years ended with his death in 1185. During [119] the middle years of his rule, the Portuguese border was extended well into the south. Though the strength of the kingdom, with its modest population of half a million, was comparatively slight, a passing force of English, French, and Flemish crusaders was enlisted to conquer the key Muslim city of Lisbon at the mouth of the Tejo (in Spanish, Tajo). Other foreign forces were recruited to aid in the occupation of much of the Alemtejo region to the southeast. The Knights Templars and four other orders of crusading knights, several of which were established expressly for the Portuguese reconquest, played a major role. Given their limited resources, Afonso I and his successors must be accounted among the most dynamic dynasts of their time.

    The expansion of Portugal depended upon royal leadership, and the new state was fortunate in that all but one of its early rulers were adequate, and several were unusual. Basing the authority of the crown on strong royalist institutions patterned after those of Leon, and aided by the territorial compactness of its state, the Portuguese monarchy soon achieved greater internal political consistency than did most medieval kingdoms. Like Leon and Aragon, Portugal developed a largely seigneurial society, with most of its districts under the domain of church or aristocracy, but like León and Castile, its political organization was not strictly feudal. From the very beginning, the overriding sovereignty of the crown was clearly understood, and the monarchy also played a role in social and economic affairs, sometimes fostering the interests and representation of the third estate.

    Afonso's son and heir, Sancho I (1185-1211), continued the military struggle, but devoted himself especially to institutional development, repopulation and the founding of towns, and the patronage of letters. The third king, Afonso II (1211-1223), was less concerned with military affairs. His principal achievement was the first systematic compilation of Portuguese law, clarifying property and personal rights and guaranteeing the overarching sovereignty of the crown. Afonso II's heir, Sancho II (1223-1246), was less successful. Dominated by a powerful aristocratic faction, his reign led to considerable internal conflict, and he was eventually deposed by his younger brother Afonso III (1246-1279), who was supported by the church, the crusading orders, the petty nobility, and the towns. Nevertheless, a major phase of Portuguese expansion was accomplished under Sancho II, and the reconquest was finally completed under Afonso III, who occupied the Algarve district along the southern coast, giving Portugal the approximate boundaries that it has had since. Altogether, between 1225 and 1250, the occupation of the Alemtejo and the Algarve increased the size of Portugal from 55,000 to 90,000 square kilometers. Afonso III was a notably successful administrator, [120] promoting resettlement and summoning the first meeting of a three-estate Portuguese Cortes at Leiria in 1254.

    The last ruler of the thirteenth century, Dinis o Lavrador, "the Farmer" (1279-1325), was in many ways the most impressive. He gained his nickname from efforts to promote agriculture, and it is especially because of his work that the period of the Burgundian dynasty in Portuguese history is often, and somewhat misleadingly, referred to as that of the "agrarian monarchy." Dinis devoted particular attention to the repopulation of the Alemtejo. He broke up a number of large domains in various regions to distribute among the peasants and discouraged the tendency of nobles to leave a part of their lands uncultivated. He reformed the terms of peasant land tenure in the north, stimulated food production and commerce, undertook the draining of swamps and the planting of the Leiria forest, and helped to develop fairs. His personal interest, however, lay in women and poetry. Dinis fostered Portuguese culture, and it was during his reign that the vernacular, rather than Latin, became the official language. His last years were troubled by a bloody civil revolt led by his legitimate heir and provoked by the honors Dinis had bestowed on the eldest of his nine bastards.

    Medieval Portuguese Society

    There was a notable increase in wealth during the main phase of the Portuguese reconquest, and for the next hundred years food production and commerce continued to expand, making it possible for the population of the kingdom to double between the twelfth and fourteenth centuries. Estimates of population in the Middle Ages are usually vague approximations, but it is generally believed that the number of Portuguese increased approximately as follows:

    twelfth century 500,000-600,000
    thirteenth century 800,000-900,000
    fourteenth century 1,000,000-1,200,000

    Unlike Castile, Aragon, and Valencia, Portugal contained no sizable Muslim minorities. Only in the Alemtejo and Algarve did small groups of Muslim peasants remain on the land after completion of the Portuguese reconquest.

    Linguistically unified, the Portuguese people were socially and culturally more homogeneous than the population of Castile and Aragon. The small kingdom contained no ethnic subgroup of any importance save for a very slight Jewish population, and by the [121] middle of the thirteenth century had become the first nation-state in Europe.

    The structure of Portuguese society was originally quite similar to that of Galicia and Leon, though as it expanded southward it was more nearly like the frontier pattern of new Leon than the feudal pattern typical of Galicia. The dominant class in Portugal, as elsewhere, was the military aristocracy, rewarded by the crown with recognition of seigneurial domain and special grants of land or income as honras. Aristocratic seigneuries dominated the Minho and Douro regions of the northwest but were less common in central and southern Portugal. Moreover, Portuguese seigneuries were normally quite small in comparison with those of Castile. There were perhaps a half dozen truly powerful and influential aristocratic families, most of them related by blood to the ruling dynasty.

    Most aristocrats did not have large incomes from their own domains, but depended for their wealth on subassignments of royal income known as quantias. The quantias assigned to nobles amounted, at certain times, to between 25 and 50 percent of the crown's revenue. One economic historian has calculated that the quantias were several times the total income from the nobility's seigneurial domain. The policy of assigning part of the royal income to the nobility was common in most late-medieval monarchies, and was a normal way of maintaining the social and economic preeminence of the aristocracy.

    Below the nobility there existed, as in Castile, a class of cavaleiros vilaos, commoner knights, drawn from the middle or lower classes to supplement the military elite during the twelfth- and thirteenth-century reconquest. They held assignments of land or income sufficient to defray military expenses and occupied an intermediate social status, though their exemption from most taxes was a privilege that gave them near-aristocratic rank.

    In the original terra portucalense north of the Douro, most of the peasantry, by the twelfth century, lived under terms of cartas de incomuniaçao or pactos de benfeitoria roughly similar to the encomendación or benefactoria of León. Though direct allodial possession was quite uncommon, so too was complete serfdom. Much of the peasantry was tied to the land under varying restrictions, but between the eleventh and thirteenth centuries such conditions of adscription largely died out.

    The agrarian reforms of Dinis o Lavrador encouraged a tendency in the most heavily populated area of the kingdom, the Minho, toward family farms or casais. Dinis guaranteed the right of emphyteusis (hereditary transmission of cultivation rights) to peasant renters [122] on most aristocratic and church domains in the northwest. The majority of Portuguese peasants operated petty farms either as hereditary emphyteutical renters or as sharecroppers, the terms exacted from the latter usually being considerably more rigorous than from the former. Below the sharecroppers or parceiros (roughly equivalent to the Castilian aparceros), there were the peasants who carried out various duties on aristocratic or ecclesiastical domains and sometimes had partial land-use rights of their own. In central and southern Portugal by the fourteenth century, with the growth in population and emigration from the north, there had also developed a class of completely landless rural laborers similar to the jornaleros of the southern districts of Castile.

    In general, more of Portuguese society than of Castilian was devoted to agriculture. Grazing was not as important as in the neighboring kingdom, but sheep and cattle were of major significance in two of the newer, somewhat flatter regions of southcentral Portugal, Beira Baixa and the Alto Alemtejo. A greater communal access to land stimulated livestock production there.

    The granting of special rights (foros) and charters (cartas) to small rural communities and municipalities soon became as widespread in Portugal as in Castile-León. In the mountainous northeast (Tras-os-Montes) that separated Portugal from Leon, the soil was poor and population sparse, encouraging communal social and economic organization. In that region, foros were sometimes granted by the crown to communal subgroups of no more than twenty households, recognizing local privileges, regularizing taxes and obligations, and specifying rights of self-government. The collectivist terms of much of the cultivation in the Tras-os-Montes region were ratified by the agrarian reforms of Dinis.

    The most important semi-autonomous units were not small rural groups but the larger towns, like Porto and Coimbra, along the main rivers and coast, and the larger concelhos established mainly in the north-central region (Beira) and in west-central Estremadura (not to be confused with Leonese Extremadura). Concelho rights varied considerably in their terms, but the most common were similar to those of Leonese concejos such as Salamanca, though their privileges and organization were not as broad and strong as those of Castile. Towns formed by royal charter in the twelfth and thirteenth centuries received significant rights of autonomy, and some of the older towns broadened their prerogatives, as for example after a successful revolt for wider municipal rights at Coimbra in 1111.

    In the broad plains of the southern Alemtejo, incorporated after 1238, much of the land was taken over by the church and the Portuguese [123] crusading orders, just as in the southern districts of Castile after the great reconquest of San Fernando. There, as in southern Castile, autonomous communities were proportionately less common.

    Portuguese Catholicism

    Religion played a role in defining and sustaining Portuguese life rather similar to its role in Castile-León, though Portuguese religiosity did not become as intense as that of Castile. The crusade was officially introduced in 1100 with a papal bull calling all Hispanic monarchies to concerted action against the Muslims. Proclamation of the crusade was frequent in the Portuguese reconquest of the twelfth and early thirteenth centuries. The complex of holy war was encouraged by the nominal vassalage of Portugal to the Holy See during much of that period, and the aura of holy war came to be bestowed on a variety of military enterprises, including the struggle against Castile during the late fourteenth century, when the Portuguese and Castilian crowns supported opposing sides in the Great Schism of the papacy. Thus the idea of crusade became as firmly entrenched in Portugal as in Castile, and was intrinsic in the motivations of the subsequent overseas expansion, contributing to the ultimate doom of the monarchy in Morocco in 1578.

    The earliest inhabitants of Portuguese territory, whether Mozarabs under Muslim rule or Galician immigrants, practiced the ancient Hispanic or Mozarabic rite, but by the time Portugal emerged as an independent kingdom, the entire Hispanic church had become Romanized in liturgy and organization. The establishment of the Portuguese monarchy coincided with the rise of papal political influence in the peninsula, and there was never any doubt of Portuguese religious orthodoxy, just as there was never any doubt of Castilian. As much as the Castilians, the medieval Portuguese defined their identity facing southward, against Islam, and found it almost impossible to conceive of heresy.

    On the other hand, Portugal was more remote than Castile from the centers of European culture. Though stimulated militarily by European crusaders, the kingdom was less affected by medieval religious and cultural movements than was Castile, and there was less interest in transmitting or absorbing the achievements of Muslim intellectual life than in Castile or Catalonia. Portugal remained something of a cultural and spiritual backwater throughout the Middle Ages. The first major center of poetry in galego-Português was not in Portugal, but was the thirteenth-century Castilian court of San Fernando and Alfonso el Sabio. The Visigothic script persisted in Galicia and Portugal [124] until the middle of the twelfth century, even longer than in Castile. A Portuguese vernacular prose literature emerged somewhat late, in the fourteenth century.

    Even among the clergy, educational standards were low, and compared with other areas in the peninsula and beyond, remained low during the fifteenth and sixteenth centuries. The only Portuguese university was founded at Lisbon in 1290 and later moved to Coimbra. It never became a major center of learning, and during the Middle Ages never employed more than some twenty-five professors. The three principal Portuguese religious thinkers and philosophers-- Santo Antonio de Lisboa, Pope John XXI, and Pedro Juliao--all developed their careers outside of Portugal. The only dissenting philosopher of any note, the rationalist and Averroist Tomaz Escoto of the early fourteenth century (apparently not of Portuguese parentage) was eventually put to death.

    Despite the orthodoxy and lack of dissent in Portuguese religion, thirteenth-century Portugal was wracked by conflict between the church and crown (the latter usually supported by the municipalities and concelhos) over church properties and jurisdictions. The church had gained greater political influence in Portugal than in Castile, because of the ecclesiastical support needed to assure Portuguese independence and because of the crown's tributary vassalage to the papacy in the late twelfth and early thirteenth centuries. The crown was frequently unable to control the election of bishops. During the reconquest, the Portuguese church amassed a great deal of land, especially in the center and south, and it has been estimated that during the thirteenth century its income was greater than that of the crown. The monarchy, which encountered great difficulty in taxing church property, viewed the influence and wealth of the ecclesiastical hierarchy as a danger. Church wealth and domains were resented by the autonomous municipalities and the concelhos and were coveted by the nobility.

    The first measures to restrict or reexamine church acquisitions were taken by Afonso II, who in 1218 began a series of inquiriçoes (inquiries) into the legal titles of church properties. Relations with the hierarchy and papacy remained highly strained throughout the reigns of Afonso II, Sancho II, and Afonso III. The latter revived inquiriçoes into economic and juridical abuses by both the church and aristocracy, restoring a certain amount of church land to the royal domain. Four generations of conflict were finally brought to a close by Dinis, who instituted new inquiriçoes, recovered more property, and finally settled the longstanding dispute with the papacy and church hierarchy through a compromise concordat that was signed in 1290.

    [125] These political and economic clashes never involved issues of religion or the spirit, and the place of religion in daily life was little affected by them. There was always, however, a certain amount of anticlericalism in Portuguese society, encouraged by wealth, corruption, and ignorance among the clergy. During the fourteenth century, the relaxation of morals in Portugal was as marked as in the rest of Europe. Concubinage among the clergy was common, paralleling the licentious behavior of the aristocracy.

    Portuguese culture progressed during the fourteenth century, with the growth of vernacular literature and the foundation of new religious schools. Though Portuguese achievements in architecture remained modest compared with the main regions of western Europe or with Castile, a number of impressive castles and Gothic churches and monasteries were constructed. Influences from France and England were probably more important in these developments than were those from Castile.

    Maritime and Commercial Affairs

    There may have been more usable small harbors along the Portuguese coast in the Middle Ages than in the twentieth century, and Portuguese maritime activity antedated independence. Before 1100, Portuguese merchants were already established in small numbers in the main ports of France and Flanders. The coastal and river towns joined the concelhos of south-central Protugal in the movement toward greater representation for the third estate in the thirteenth century and in the protest against overweening church wealth.

    Urban handicraft never passed very modest proportions, and aside from some linens in the fourteenth century, Portuguese exports consisted of foodstuffs and raw materials: wine, oil, dried fish, hides, salt from Setubal, cork, and figs, raisins, and almonds from the south.

    Growth of the Portuguese navy, taking advantage of the kingdom's unique geographic position, was slow but fairly steady, and by the fourteenth century it had become a minor force that could not be ignored in the Atlantic. In 1336 a Portuguese fleet ventured out into the Atlantic as far as the Canary Islands, establishing a claim that remained in contention for more than one hundred and fifty years until finally relinquished in favor of Castile. Maritime affairs, nevertheless, involved a smaller proportion of the Portuguese population than of the principal coastal regions of western Europe, and Portuguese strength could not be compared with that of the five or six principal naval powers. What compensated to some extent for the small size of the Portuguese fleet and the weakness of the domestic [126] economy was the kingdom's strategic position at the outlet from the west Mediterranean to the Atlantic, central axis of the sea lanes from Italy to Flanders. The second half of the fourteenth century was a time of modestly growing prosperity for Portugal, and larger shipping companies were formed to pool capital and share risks. The crown played a crucial role in this development by providing protection and incentives. A royal decree of 1377 established shipbuilding subsidies, and another in 1380 set up a kind of compulsory maritime insurance. Neither in Lisbon nor in any other Portuguese port were there merchants or shipowners with the great resources of those in Venice, Genoa, Barcelona, or Bruges, but a basis for future expansion was being established.

    The Sesmarias

    Medieval Portugal was poor, even for its day. No more than a third of its soil was suited for agriculture, either because it was hilly, rocky, or infertile, and the rainfall, although heavier than Castile's, was unreliable. Despite such handicaps, Portuguese agriculture made some progress between the twelfth and fourteenth centuries and in the process adopted slightly improved techniques and was largely able to meet the needs of an expanding population. There were recurrent problems in provisioning Lisbon, but these arose because of the size of the capital, the inevitably bad medieval transportation, and the unavoidable bad harvests. Portugal suffered less from the Black Death of the early fourteenth century than other regions of Europe, but it did suffer a temporary decline in population, accompanied by a shortage of laborers and a drop in cultivation in certain areas. In the southern half of the kingdom, there was a growing tendency to take land out of cultivation and put it into the raising of livestock, which required less labor and drew higher market prices. By the second half of the fourteenth century, many of the coastal towns were importing grain, and there were exaggerated complaints over the "decay" of Portuguese agriculture.

    Government intervention to regulate the cost of agricultural labor and production was common in mid-fourteenth-century Europe. The main Portuguese variant of this trend was the "Sesmarias" decree by the crown in 1375, taken from the term used to denote the dividing up of strips of land in the earlier resettlement of Portugal. It followed the tradition of royal encouragement of peasant agriculture, providing that two judges be named for each local district of Portugal to make sure that all arable land was being put to use. Lands of nobles or church foundations that were not being cultivated were to be confiscated, [127] and all landless or unemployed peasants were to receive land on reasonable terms. At the same time, all peasants already working the land were required to remain there. Livestock raising, theoretically, was to be restricted to large properties only. The Sesmarias were not fully enforced and were largely under the control of the homens bons, or local oligarchies, of the concelhos and municipalities. The decrees were aimed particularly at latifundium districts of central and south-central Portugal, and did result in a certain amount of redistribution of land for peasant agriculture. They had some effect in raising food production and building Portuguese economic strength for the period of expansion in the fifteenth century.

    The Monarchy in the Fourteenth Century

    The long reign of Afonso IV (1325-1357) involved disputes and war with Castile, but this did not prevent the appearance of a large Portuguese contingent beside the Castilians at the battle of Salado (1340), in which the last invasion from Morocco was decisively defeated. Afonso IV's most famous act was his execution of Ines de Castro, Castilian mistress of his heir Pedro, for involving the Portuguese throne in the internal conflicts of Castile. Her execution brought Pedro into rebellion against his father, but the brief struggle was resolved by devolving upon Pedro certain functions of government, including that of dispensing justice throughout the kingdom. During Pedro's ten years as ruler in his own right (1357-1367), as Pedro I, he earned the nickname O Justiceiro (the Justicer) for his rigorous if capricious punishment of wrongdoing among all classes. The Justicer was in fact a merry and sometimes irresponsible monarch who loved to dance and sing with his subjects and devoted much energy to the hunt. However, he kept Portugal out of war and became perhaps the most popular of all medieval Portuguese kings.

    The last king of the Burgundian dynasty, D. Fernando (1367-1383), was the least successful and the most unpopular, a ruler whose personality, policies, and reign were all contradictory. He instituted a number of constructive measures: the Sesmarias decree of 1375, regulations promoting shipping and commerce, and efforts to limit artistocratic jurisdiction on seigneurial domain. On the other hand, his foreign policy was disastrous. His government became involved on the Anglo-Aragonese side against Castile in the contemporary phase of the Hundred Years' War, and his forces were three times defeated, forcing him to sign three successive unfavorable treaties of peace. A great deal of Portuguese shipping was lost and a heavy economic strain was placed on the kingdom, leaving much of the [ 128] population in growing misery by the 1380s. His queen, Leonor Teles, who had been legally wed to a nobleman, was extremely unpopular, identifying the throne with aristocratic and foreign intrigues. Moreover, Fernando increased the granting of honras to favored nobles at a time when the kingdom could least afford it. When he died in 1383, the towns and some of the aristocracy were seething with discontent.

    The Succession Crisis of 1383-1385

    Fernando left no male heir, and his only daughter, Beatriz, was married to Juan I of Castile with the provision that their offspring would inherit the Portuguese crown, introducing the danger of Castilian domination. Until such issue, however, the Portuguese crown remained under the regency of Fernando's widow, the hated Leonor Teles. The government of the queen regent and her new Galician lover was particularly detested by the townspeople and some of the lesser nobility. The queen regent's main rival was a bastard of Pedro I, D. Joâo, grand master of the Order of Aviz (the Portuguese section of the Knights of Calatrava). An Aviz revolt drove Teles from Lisbon, but was immediately faced with an invading force from Castile.

    The result was both a civil war and an international war between the Portuguese rebels and the crown of Castile. In general, the south and west rallied behind the Aviz banner. The coastal and urban areas, particularly, opposed the Castilian king, for they feared the imposition of a Castilian-style government which would favor the countryside and the aristocracy. On the other hand, the more traditional and aristocratic north and east rallied to Juan I. During 1383-1384 the Aviz forces were on the defensive but managed to hold fast in the central area around Lisbon, and early in 1385 the Portuguese Cortes at Coimbra officially recognized D. Joâo as king. The struggle reached its climax in the summer of 1385, after the Castilian forces had been weakened by long campaigning. The battle of Aljubarrota, north of Lisbon, resulted in decisive defeat for the Castilian crown when the cavalry of Juan I failed to break the outnumbered ranks of dismounted knights, crossbowmen, and English archers led by D. Joâo's brilliant military chief, Nun'Alvares Pereira.

    Portugal's first alliance with England had been signed by Fernando, and it was renewed in a formal agreement of 1386, bringing nearly 5,000 English troops into the country. John of Gaunt, uncle to the English Richard II, had married a daughter of the former Castilian king, Pedro the Cruel, and pressed his own claim to the Castilian throne in opposition to the new Trastamara dynasty. Anglo-Portuguese forces temporarily occupied much of Spanish Galicia before the [129] Castilian crown paid off the English to get them out of the peninsula. Desultory hostilities between Castile and Portugal continued for years, especially at sea, until a definitive peace was finally signed in 1411.

    João I (1384-1433)

    The first ruler of the new Aviz dynasty enjoyed a long reign of half a century, during which the basis was laid for the expansion of the fifteenth century. He introduced nothing radical, but consolidated the institutions of the kingdom and continued most of the positive policies of his predecessors. The advent of Joâo I did not mark the triumph of the middle classes over the aristocracy, as is sometimes stated, but a reorganization of the nobility and an elevation of new elements from the petty aristocracy (infançoes) and middle classes. Indeed, it was during his reign that the Portuguese aristocracy began to be officially ranked by the categories and titles typical of the French and English nobility. Like most ambitious rulers, however, Joâo I distrusted the high aristocrats and favored the lesser nobility.

    The new reign brought with it an increase in the power and authority of the crown. Joâo I's officials, like those of his predecessors, actively expanded the royal authority over seigneurial privilege and local custom. A Royal Council, with specific membership and functions, was established. Following the progressive c I's English queen, Philippa of Lancaster, daughter of John the Gaunt, was a most exemplary princess, both as a wife and a queen. Their five sons were the most talented and imaginative generation of heirs in Portuguese history.

    Since the middle of the fourteenth century, the monarchy had intervened increasingly in the government of Portuguese towns through the appointment of royal administrators and inspectors (corregedores, regedores, and vedores) to oversee affairs. Joâo I continued this trend but at the same time broadened certain aspects of autonomy and representation. He rewarded town leaders who had backed [130] his cause by granting them broader local property jurisdiction. This increased the influence of the homens bons, the middle-class oligarchs, who for more than a century had been gaining control in the larger towns and concelhos austom of the later Middle Ages, middle-class jurists rather than aristocratic lieutenants were employed in royal administration.

    Joâo I was fortunate in possessing the qualities of a successful prince and in having ministers and a family of the highest quality. He was himself a cultured and learned man, prudent almost to a fault, and astute in his political dealings. Joâo das Regras, the jurist who served as chancellor for many years, was perhaps the most effective administrator to assist the medieval Portuguese throne. His military lieutenant, Nun'Alvares Pereira, was a great leader and a model of knightly virtue. Joâo I the expense of the lower classes. Artisans never had much influence in Portuguese municipal government, but Joâo I did open the government of Lisbon to representatives of the guilds (mesteres) in 1384, and during the fifteenth century the practice was extended to most other large towns.

    Joâo I was quite respectful of the Portuguese Cortes and summoned it almost biennially. The need to marshal national resources for large enterprises and enlist the support of the towns made the fifteenth century the golden age of the traditional Portuguese Cortes. Yet Joâo I strove to avoid becoming altogether dependent on the Cortes for financial assistance, and for a period of ten years (1418-1427) he did not convene the Cortes at all. His government sought to expand both the royal domain and the royal revenues, incorporating a few sources of ecclesiastical income and restricting several perquisites of the nobility. Taxation became less unequal after the Cortes in 1387 voted general excises to be paid on certain goods by all social classes. These excises provided a significant share of the royal revenue during Joâo I's reign.

    The new dynasty assisted peasant agriculture less than its predecessor. Though peasant renters in the north benefitted from the inflation and devaluation that marked Joâo's reign, landless peasants in the south were hurt. Social tension increased in the Alemtejo, whence a flight from the land was already evident by the fifteenth century. Moreover, the new nobility created under Joâo I was often rapacious, and the homens bons of the towns too sometimes seized concelho land from the peasants.
    The Aviz policy of strong royal government merely reaffirmed the tradition of the Portuguese monarchy, which had been to a large extent responsible for creating a Portuguese nation. Royal patronage of commerce and incentives for maritime development had already become traditional long before Joâo I. What was new in Portugal by the beginning of the fifteenth century was not these trends of royal policy, but that the small kingdom had, after three hundred years, finally come of age. Though its population was no more than one and a half million, it had achieved strongly institutionalized government, a sense of national unity, a basis for modest economic development, commercial and maritime forces eager for a more expansive role in the world, a reorganized military aristocracy seeking new fields of adventure, and firm, calculating leadership able to guide the energies of its followers into major enterprises abroad.

    Bibliography for Chapter VI

    [338] The best succinct account of Portuguese history is A. H. de Oliveira Marques, History of Portugal, 2 vols. (New York, 1972-73). The principal multivolume histories are Damiao Peres, ed., História monumental de Portugal, 8 vols. (Barcelos, 1928-35); Fortunato de Almeida, História de Portugal, 6 vols. (Coimbra, 1922-29); and Alexandre Herculano de Carvalho, História de Portugal desde o começo da monarchia até o fim do reinado de Afonso III, 8 vols. (Lisbon, n.d.); rev. ed., by L. Gonzaga de Azevedo and D. M. Gomes dos Santos, 6 vols. (Lisbon, 1940-44). There are several one-volume narratives in English: Harold Livermore, A History of Portugal (Cambridge, 1947) and A New History of Portugal (Cambridge, 1966), and Charles E. Nowell, A History of Portugal (Princeton, 1958). The principal history of the Catholic Church in Portugal is Almeida's História da Igreja em Portugal, 4 vols. (Coimbra, 1910-22). The classic work on medieval administrative system is H. de Gama Barros, História da administraçâo pública em Portugal nos séculos XII a XIV, 3 vols. (Lisbon, 1895-1914).

    On the origins of Portugal, see Dan Stanislawski, The Individuality of Portugal (Austin, 1959); T. de Sousa Soares, Reflexoes sobre a origem e fundacâo de Portugal (Coimbra, 1962) and Contribuiçâo para o estudo das origens do poyo portugués (Sa da Bandiera, 1970); A. A. Mundes Correa, Raizes de Portugal (Lisbon, 1944); and, for a political interpretation, Damiño Peres, Como nasceu Portugal (Porto, 1942). M. Blócker-Walter, Alfons I von Portugal (Zurich, 1966), is a recent study of the first Portuguese king. A useful recent economic history is Armando Castro, A evoluçâo económica de Portugal dos séculos XII a XV, 4 vols. (Porto, 1964). A.H. de Oliveira Marques, A sociedade medieval portuguesa (Lisbon, 1964; Eng. tr., Madison, Wis., 1970) is a topical analysis. On the grain question and agriculture, see Oliveira Marques's A questâo cerealífera durante a Idade Media (Lisbon, [339] 1962), and Virgínia Rau, Sesmarias medievais portuguesas (Lisbon, 1946). The Minho region is the principal focus of Alberto Sampaio's Estudos históricos e económicos, 2 vols. (Porto, 1923). See also Pierre David, Etudes historiques sur la Galice et Portugal (Coimbra, 1947).

    The basic cultural histories of Portugal are J. P. de Oliveira Martins, A History of Iberian Civilization (New York, 1930), and Antonio José Saraiva, História da cultura em Portugal, 3 vols. (Lisbon, 1950). Hernâni Cidade and Carlos Selvagem are preparing a projected eight-volume history of Cultura portuguesa (Lisbon, 1969). On the idea of the crusade in Portugal, see Carl Erdmann, "Der Kreuzzugsgedanke in Portugal," Historische Zeitschrift 141, no. 1 (1929), pp. 23-53, translated as A idea de cruzada em Portugal (Coimbra, 1940).

    Important aspects of political and social development are treated in "Os factores democráticos na formaçâo do Portugal," in the first volume of Jaime Cortesao's Obras completas, 6 vols. (Lisbon, 1964); Edgar Prestage, Royal Power and the Cortes in Portugal (Watford, 1927); and two somewhat differing accounts of the 1383 revolt, Joel Serrao, O carácter social da revoluçio de 1383 (Lisbon, 1946), and António Borges Coelho, A revoluçâo de 1383 (Lisbon, 1965).

    Bailey Diffie's Prelude to Empire: Portugal Overseas Before Henry the Navegator (Lincoln, 1960), presents a brief synthesis of the medieval foundations of Portuguese maritime expansion. Other useful studies include Antonio Sergio, En torno da designaçâo de "monarquia agrária" dada á primeira época da nossa história (Lisbon, 1941); Marcelo Caetano, A administraçio municipal de Lisboa durante a primeira dinastia, 1179-1383 (Lisbon, 1951), and Subsédios para a história das Cortes medievais (Lisbon, 1963); Salvador Dias Arnaut, A crise nacional, I: A sucessâo de D. Fernando (Coimbra, 1960); Virginia Rau, A exploraçâo do sal de Setúbal (Lisbon, 1951); and Oliveira Marques, Hansa e Portugal na Idade Média (Lisbon, 1959).

    A very useful tool for Portuguese history is Joel Serrâo, ed., Dicionário de História de Portugal, 4 vols. (Lisbon, 1963-1970). Joaquim V. Serrao's História breve da historiografia portuguesa (Lisbon, 1962), provides an account of pre-twentieth-century Portuguese historiography. For those especially interested in medieval Portugal, Oliveira Marques, Guia do estudante de história medieval portuguesa (Lisbon, 1964), is an important aid.
    El francés es la lengua de nuestro enemigo cristiano y tienes que aprenderlo, el latín y el griego son las lenguas de Dios y nos habla en ellas a través de su Santa Iglesia, con el Turco solo hablamos con la espada, y ese idioma ya lo estas aprendiendo.

    Luís de Quijada a Jeromin

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    Respuesta: A History of Spain and Portugal

    A History of Spain and Portugal
    Vol. 1
    By Stanley G. Payne

    Chapter Seven
    Medieval Hispanic Catholicism

    [131] Before the Muslim conquest, the centers of Hispanic Christendom lay in the towns of the south and east and so from the very beginning of the conquest fell under Muslim control. At first it was perhaps not difficult to adjust to Muslim political domination. The system of "discriminatory tolerance" practiced during the first two centuries and more of Muslim rule made it possible to maintain the diocesan structure of the Mozarab church. Indeed, the hierarchy gained a degree of freedom, for unlike the Visigothic kings, the emirs of Cordoba let the ecclesiastical hierarchy call their own councils (with one exception in 851) and elect their own bishops. Yet within little more than a century, the Mozarab church had become fossilized, largely cut off from the Christian community of western Europe, more and more heavily taxed, and subject to restrictions and the pressure of a dominant oriental culture. It sank into decadence and its following dwindled, as the most vital elements emigrated to the Christian principalities of the north.

    The northern hill districts that escaped Muslim domination had been uncertain in their Christian identity before the eighth century, but during that century much of their uncertainty was lost, apparently in part as a reaction against the Muslim faith of their adversaries. The Asturian church was by no means entirely cut off from Mozarab Christianity. When the border was not disrupted by fighting [132], there was often a good deal of travel back and forth across the frontier, and Mozarab religious probably played an important role in the further Christianization and acculturation of the northern population.

    The Asturian church, however, did not recognize the ecclesiastical overlordship of the metropolitan of Toledo, living under Muslim rule, and outright antagonism between Asturian and Mozarab Catholicism emerged by the end of the eighth century in the Adoptionist controversy. The customary Hispano-Visigothic religious definition of the two natures of Christ spoke of his "natural filiation" to the divine and of his "adoptive filiation" to the human, differing from the unified trinitarian interpretation that had become orthodox in most of Latin Christendom. After continued official usage of these terms at the Mozarab church council of 784 in Seville, the Asturian clergy protested. The issue was ultimately carried to Rome, perhaps the first such invocation of papal authority by Hispanic Christians, and in 794 the metropolitan of Toledo was excommunicated. Under Alfonso II (791-842), the Asturian monarchy created a separate ecclesiastical system independent of Toledo, thereby affirming the special identity of Asturias and the legitimate authority of its institutions as heirs to the Visigothic legacy.

    During the ninth and tenth centuries, the Asturo-Leonese church grew in authority and wealth. It remained almost completely subordinate to royal power, for the Asturian kings dominated the selection of bishops and actually expanded the prerogatives of Visigothic rulers. But the clergy improved their own education somewhat, expanded parish and administrative operations, and increased their cultural and spiritual influence.

    An important aspect of the expansion of the Asturo-Leonese church was the cult of Santiago (St. James) at Compostela in Galicia. The shrine there provided the main religious nexus with the rest of western Europe. By the tenth century, the pilgrim's route to it had become one of the most traveled in the west, and the thousands of voyagers along it provided stimulus for the development of the small northern towns. By the eleventh century the road to Santiago through the Pyrenees and across the north of the peninsula was a major force for Europeanization and modernization. The prestige of Santiago throughout Christendom was an important source of pride and identification for a monarchy that ruled over a poor, uncultured people subsisting on a largely pastoral economy. In turn, the bishop of Santiago de Compostela tried to assert leadership over the church in the kingdom of León. The diocese came to consider itself the equal of Rome, for the Leonese church at that time, though fully orthodox in [133] Catholic theology, clearly did not deem itself institutionally or organizationally subservient to the papacy.

    From the earliest phase of Asturian territorial expansion, the church grew in wealth. Grants of land were made by the crown and by local overlords as well, and church property became especially extensive in Galicia. Monastic institutions also played an important role in taking over and resettling new territories. A definite contrast existed, however, in the social and economic pattern of Castile, where church endowments were proportionately much smaller and ecclesiastical leaders had a less imposing place in public councils than in Galicia and León.

    The rise of the Leonese church in the ninth and tenth centuries contrasted with the steady decline of the Mozarab, a decline which first reached crisis proportions in the Cordoban martyrdoms of the 850s, at the very time when the cult of Santiago was beginning to take firm hold in the north. Sizable Mozarab emigrations to the northwest in the second half of the ninth century apparently made significant contributions to Leonese culture, but it is not clear that the influx of southern Christians had any very original effects on the religious structure and ethos, for these were fairly well defined in León by that time. Moreover, though there were instances of other heresies besides Adoptionism among the Mozarabs between the ninth and eleventh centuries, Leonese Catholicism remained rigidly orthodox throughout, as a militant frontier religion holding to a firm, rather narrow identity in tense opposition to a powerful spiritual foe.

    By contrast to the theologically orthodox but regionally autonomous and somewhat archaic church in León, the church in the Catalan counties, from the end of the eighth century, was organized under the administrative system of west European Roman Catholicism. The native Hispano-Visigothic liturgy and forms persisted for a long time in León, but in Catalonia, which did not obtain a cis-Pyrenean metropolitanate of its own until the eleventh century, they gave way almost immediately to the more typical Roman rite. The economic endowments and the political influence of the church in Catalonia were more typically feudal. The church there, too, soon amassed considerable wealth, and enjoyed a greater autonomy because of the decentralization of political authority. Propertied monasteries in Catalonia remained strong supporters of the Frankish crown even after its decline, in opposition to the local power of the counts and overlords. Church-state tensions were more extreme in Catalonia than in León. Perhaps the most atrocious example was the fate of Arnulf, archbishop of Narbonne, who in 912 excommunicated Count Sunyer II of Ampurias (a district in northeast Catalonia). The count's henchmen [134] waylaid the hapless archbishop, blinded and mutilated him, and tore out his tongue before he died.

    Between Catalonia and Castile-León, on the other hand, a partly pagan territory existed for some time, since the Christianization of the bulk of the Basque population did not get underway until the tenth century. By the end of that century, most of the Navarrese had been converted, but the inhabitants of Vizcaya and Guipuzcoa were not fully brought within the sphere of Christianity until after establishment of the bishopric of Alava in the eleventh century.

    The full institutional authority of the Roman papacy was introduced into the peninsula by way of southern France and Catalonia. The papacy's increasing diplomatic influence proved useful at the time of the Cordoban offensives in the tenth century, and the counts of Barcelona entered into regular relations with the papacy from the third quarter of that century on. They were followed a generation later by Sancho the Great of Navarre, whose political hegemony in northern Spain was to some extent assisted by papal diplomacy.

    The effect of papal diplomacy on the Hispanic kingdoms from the late tenth century on was both centripetal and centrifugal, with the latter predominating. The papacy did exert some influence toward Hispanic political unity by trying to discourage internecine warfare and encourage cooperation in the struggle against the Muslims, but it also encouraged the independent or separatist ambitions of the several kingdoms in order to increase its own influence in each and gain larger contributions. Pope Alexander II (1061-1073) used his diplomatic influence to ratify the independence of the "kingdom" of Aragón, whose rulers were willing to recognize papal suzerainty. In the twelfth century, as has been seen, a similar relationship developed with the crown of Portugal.

    Having established leadership over Latin Christendom, the papacy insisted on uniform liturgical practices. Another major influence for standardization was acceptance of the Benedictine monastic rule, which tended to reform behavior, improve administration, and straighten out frequently confused jurisdictions between monastic and secular domain. The Roman rite, together with monastic and ecclesiastical reforms, had first been accepted in Catalonia and Navarre, and then in Aragón under Sancho Ramírez. They were officially adopted for Castile-León at a church council in 1080, marking the full incorporation of the Castilian-Leonese church into the network of medieval Roman Catholicism. The state, however, continued to control indirectly the elections of most bishops.

    French Cluniac monks, who entered León in significant numbers during the second half of the eleventh century, were important agents of religious Europeanization. Encouraged by the crown, they quickened [135] the cultural life of the church, improved its administrative standards, and were especially concerned to purify morals. By the close of the eleventh century, many of the bishoprics in León, Galicia, and Portugal were occupied by Cluniac monks. They had much less influence in Castile, where there was some tendency to identify them with Leonese centralism.

    The monasteries had played a key role in the early history of León and Catalonia, and in some respects their influence increased after the eleventh century as their organization and administration advanced. The conduct and preparation of the clergy were also improved. Immorality, violence, and participation in all manner of secular conflicts had been fairly common among high as well as low clergy, and were never overcome at any point in the Middle Ages. By the twelfth and thirteenth centuries, however, the influence of papal, Cluniac, and local church reforming movements seems to have helped effect a distinct improvement in the education and behavior of the clergy.

    The development of the thirteenth-century universities was also related to Europeanization, for the main cultural, intellectual, and spiritual impulses in Christian Hispania throughout the Middle Ages came from western Europe, in particular from France and Italy. The influences from the Muslim south were either aesthetic--in architecture, clothing, language--or technical--in building, irrigation, crafts, medicine, and science. The modes of learning and the content of education were thoroughly Latin Catholic. All the universities were in the north, away from centers of Muslim culture.

    The institutionalization of the idea of the crusade was another result of the Romanization and Europeanization of Hispanic Catholicism. The nature of and difference between the goals of reconquest and crusade in Hispanic history have become topics of considerable controversy. Some commentators have called the Leonese-Castilian reconquest of the early Middle Ages the first major example of the crusading impulse in Europe. Others, such as Menéndez Pidal, have denied that there was originally any conscious crusading sense. They have held that in the first centuries the Leonese and Castilians fought for concrete objectives of land, cattle, and booty. Ortega y Gasset went farther and uttered the well-known dictum that "something which lasted for eight centuries can hardly be called a reconquest." Américo Castro has pointed to the relative tolerance frequently found in medieval Hispania and has defined historically Hispanic society and culture as a unique blend of Christian, Jewish, and Muslim influences into which the crusading spirit was first injected from the outer world of Latin Europe after the eleventh century. These questions constitute one of the main problems in Hispanic history. It has [136] now been fairly well proven by Menéndez Pidal, Sánchez Albornoz, and others that the early Asturo-Leonese monarchy did define itself as the heir of the Visigothic state and embrace a goal of reconquest, but there is no indication that this included the subsequent Latin Christian ideal of religious crusade. The evidence seems generally to support the contention that the idea of the crusade was fully implanted only after the end of the eleventh century and was generated by broader European influences.

    Almost from the beginning, Leonese-Castilian society was marked by a degree of religious identification unknown in France or Italy, but the impulse to reconquest by Christian society was not synonymous with a crusading desire either to convert or to exterminate the infidel. At first, the reconquest was largely a political and military enterprise to recover what had been Hispano-Christian territory. The fact of the Muslim and Jewish religions was accepted by the northerners, just as was the example of partial tolerance shown by Al-Andalus. The acceptance of a degree of toleration did not imply relativism or equality, for Leonese-Castilian Christians were firmly convinced of the inferiority of the Muslim and Jewish religions, as they were of the legal inferiority of Muslims and Jews. This sense of religious superiority was in no way diminished by having to recognize the higher cultural and technological achievements of the Muslim and Jewish society of the south.

    Américo Castro contends that centuries of contact or confrontation with Muslims and Jews resulted in a semitization of Spanish culture and religion. This analysis is used in part to explain the thoroughness and intensity with which religion became identified with nearly all aspects of Spanish life, including the ultimate quasi-totality of the church-state bond and the final rejection of pluralism of any kind. While Castro is unable to verify this contention fully, it is evident that historical confrontation with large, sophisticated, and in some ways culturally superior non-western, non-Christian societies could not but leave some impress. It is one thing, however, to claim that Spanish or Castilian society developed a unique set of values in confrontation with Muslims and Jews, and something else to contend that it absorbed an exotic psychology directly. This it did not do; specifically Muslim and Jewish values were overtly and categorically rejected. The resulting tensions, however, interacted to produce a unique culture and psychology.

    Between the eleventh and the fifteenth centuries there occurred fundamental changes in the attitudes towards Muslims and Jews. For Alfonso VI of Castile, dealing with the Muslims was mainly a political, not a religious, enterprise, and in the thirteenth century, the tomb of Fernando III was inscribed with the title "king of the three religions." [137] In some of the campaigns of the twelfth and thirteenth centuries, French crusaders either quarreled with or deserted their Castilian and Aragonese allies because of the latter's refusal to slaughter conquered Muslims. Ramón Llull and the Dominicans of Valencia proposed to educate and convert, not expel or even subdue, Muslims of neighboring regions. While Jewish communities were totally expelled from every other part of western Europe, they continued to flourish and multiply in the Hispanic kingdoms.

    Attitudes and policies began to change during the course of the fourteenth century. Tolerance was above all a matter of official policy; the common people, both Christian and Muslim, were usually intolerant. The official position of the church, as distinct from that of the crown, was to accept the guarantees of tolerance but at the same time to put pressure on the crown to keep the Jews in their place and prevent them from becoming too influential in Christian society. The spread of the crusading ideal, with its violence and intolerance, may not have changed civic attitudes in the peninsula at first, but it left its effect over the course of six or eight generations. The anti-Muslim feeling of the crusades was accompanied by a great deal of anti-Jewish sentiment as well. The impact of the fanaticism and intolerance of the Almoravids and Almohads has been noted in a previous chapter. And finally, the total military superiority achieved by Christian society by the middle of the fourteenth century obviously lessened the need of Hispano-Christians for systems of discriminatory toleration.

    Following the close of the thirteenth-century reconquest, the church's wealth and power increased. It held domain over at least 15 percent of the land in the Hispanic kingdoms, and of that 15 percent the crusading orders alone held more than one third. Over half of Galicia was under Church dominion. The church also collected a special tax from the Muslims and Jews of the Christian kingdoms. As the largest holder of capital, the church had even begun to invest in the royal debt in Castile, and the Cortes of Castile repeatedly petitioned the crown to prohibit acquisition of territories under royal domain by the church. Evidence of the wealth and splendor of the church by the thirteenth century was the construction of the great Gothic cathedrals of Castile (León, Burgos, Toledo, Cuenca), which was begun at that time.

    Yet the church did not follow up the reconquest by extending parish organization and church facilities equally through the southern part of the peninsula, where the establishment of new churches lagged. In the eleventh century, approximately twenty episcopal sees had existed north of the Duero. During the next hundred years or so, approximately twenty new sees were created in the central portions of [138] the peninsula, and often were given responsibility for leadership and defense in newly settled areas. During and after the thirteenth-century reconquest, only seven new sees were established in the south, where the crusading orders often filled the place of episcopal organization. By that time, the monasteries had become very active in the wool export trade, and many small churches were established in the sheep-raising regions of the central Meseta: in some of its districts there was a church for every one hundred people by the late Middle Ages. Churches were proportionately fewer in the south, where at first there was only limited immigration and less need. Even after the Christian population increased, church organization was thinner in regions of Extramadura, Andalusia, and Murcia. The slack was partly taken up by the mendicant orders, before their decline in the seventeenth and eighteenth centuries. In modern times, certain areas of the south would stand out as the major "unchurched" districts of the peninsula.

    In the Hispanic kingdoms, as elsewhere, the wealth and influence of the medieval church aroused varying degrees of opposition. This stemmed primarily from the crown, the towns, and a few antagonistic critics and thinkers. Conflict with the papacy was common on the part of the Portuguese and Aragonese monarchies during the thirteenth and fourteenth centuries, though infrequent in Castile. At first, Jaume The Conqueror refused to pay the customary Aragonese tax to the papacy, and in Portugal a certain amount of church land was taken back under royal domain. In Castile, as well, a series of measures against church economic power were taken during the early fourteenth century, though the partial vacuum created in some districts by the Black Death resulted in further extension of ecclesiastical properties. During the fourteenth and fifteenth centuries, the church's economic strength in the Aragonese territories apparently did decline somewhat.

    The fourteenth century spiritual decline of European Christendom was reflected in the peninsula, where it was perhaps worse in the lands of the crown of Aragón and in Portugal than in Castile. The problem of the morals and conduct of the clergy was never solved during the Middle Ages; in thirteenth-century Catalonia Jaume the Conqueror had the tongue of the Bishop of Gerona cut out for revealing secrets from the confessional. One of the most common objects of protest by church councils-- barraganla, or concubinage, among the clergy--was not necessarily looked upon as immoral by the common people, who accepted the common-law marriages of village priests as comparatively natural relationships.

    All told, there were three major medieval religious reform movements in the peninsula, and they reflected those in Latin Christendom [139] as a whole. The first was the Cluniac and papal reform of the eleventh century that has been discussed earlier. The second was the monastic reform movement of the thirteenth century: the Cistercians, Dominicans, Franciscans, Carmelites, and Augustinians. Most of the new thirteenth-century orders were composed of mendicant friars who came into close contact with the people and emphasized preaching and social service. They also encouraged learning and played a major role in development of the universities. Yet even the mendicant orders amassed property, and some came to be classed with the privileged and unconcerned among the clergy.

    The last movement of reform took place in the late Middle Ages and was diverse and disunified. It began sporadically in the late fourteenth century, gathering momentum only one hundred years later. One of its first manifestations was the attempt of leaders of the Castilian hierarchy in the 1370s and 80s to purify morals, expand education, and encourage royal power in the hope that it would use its authority over other sectors of the church. A monastic movement of spiritual and moral revival known as the Observancia stimulated new interest in evangelicalism among the mendicant orders. The rise of the Jeronymite order in the second half of the fourteenth century, encouraging a more contemplative, internalized religion, was another significant new expression of reform. Late medieval spiritual ferment, though certainly not involving most of the clergy and the faithful, was expressed in new ideals of interiorism and antisacramental mysticism and in a growing vein of apocalypticism. In addition to the Jeronymites, the Carmelites and reformist Franciscans were active in trying to encourage spiritual change and growth. These elements played a major role in the subsequent "Catholic reform" of late-fifteenth- and early-sixteenth-century Castile.

    Recruitment by the church remained comparatively democratic throughout the Middle Ages. Even after the aristocracy had become quite stratified, the clergy were still drawn from nearly all social classes and were the only institutional group in direct contact with and attempting to minister to all the population.

    The Catholicism of Castile and Portugal retained its simple, direct frontier ethos and somewhat archaic quality throughout the Middle Ages. Hispanic religion was popular and vital but not intellectually creative. Nearly all its high theological cultural and structural-functional ideas came from western Europe. The nearest thing to an Hispanic school of philosophy and theology was that of the Catalan Ramon Llull. The Hispanic kingdoms were perhaps the most theologically and religiously orthodox in Latin Christendom.

    Variant tendencies were definitely more marked in the Aragonese lands. Though during the Middle Ages scholarly studies developed in [140] a more secular framework in Castile also, classical secular themes drew most attention in the northeast, thanks to French and Italian influences. Only in Catalonia and Valencia did religious thought and seeking lapse into serious heresy. Both Albigensian and Waldensian heretics penetrated Catalonia, but few reached Castile. In Aragon the humillados of Durando de Huesca developed ideas of religious communalism and were apparently influenced by both of the former groups, yet stayed within the Catholic system and were recognized by Pope Innocent III. The more radical forms of Franciscanism appeared in Catalonia, northern Aragón, and Vizcaya at Durango. In later times, the Spanish Inquisition would find little that was suspicious enough to examine or proscribe in Castilian religious literature, but a fairly large number of heterodox writings to delete from the religious literature of the Catalan-speaking regions.

    It is possible to discern during the Middle Ages the establishment of a certain anti-objectifying bent in the Castilian mind that to some extent discouraged analysis. Religion provided total caste identification in much of the peninsula, and ultimately a sense of prenational group identity, the only unity in a divided and uncertain world. Yet if Hispanic Catholicism was on the whole fixed, incurious, and anti-individualistic by the end of the Middle Ages, this was true to an only slightly lesser degree in most of western Christendom. During the fifteenth century there was considerable religious ferment and questioning among small groups, and an extensive spirit of anticlericalism (directed solely against individual elements of the clergy and not against the church or Catholic theology). The closed, fanatical, caste Catholicism later thought of as typical of Hispanic religiosity did not come to fruition until the second half of the sixteenth century, and was more than simply a product of the Middle Ages. New pressures for religious redefinition and individual understanding of spiritual realities were perhaps no weaker in the peninsula at the close of the Middle Ages than in most parts of western Europe, and nowhere was religious fervor stronger.

    Bibliography for Chapter VII

    [339] There exists a vast corpus of Hispanic hagiography and ecclesiastical chronicles, but the real history of religion in the peninsula has received little attention. There are two general church histories: Z. García Villada, S.J., Historia eclesiástica de España, 5 vols. in 3 (Madnd, 1936), which stops at the eleventh century, and the dated work of Vincente de la Fuente, Historia eclesiástica de España, 4 vols. (Barcelona, 1855-59). Peter Linehan, The Spanish Church and the Papacy in the Thirteenth Century (Cambridge, 1971), is broader in scope than the title suggests. Aspects of the medieval church-state struggle are treated in Johannes Vincke, Staat und Kirche in Katalonien und Aragon wáhrend des Mittelalters, 2 vols. (Münster, 1931), [340] and D. Mansilla Reoyo, Iglesia castellano-leonesa y Curia romana en íos tiempos del Rey San Femando (Madrid, 1945). The standard work on the pilgrimages to Santiago is L.Vázquez de Parga, J. M. Lacarra, and J. Una Riu, Las peregnnaciones a Santiago de Compostela, 3 vols. (Madrid, 1948). J. Pérez de Urbel, Los monjes españoles en la Edad Media, 2 vols. (Madrid, 1945), is of limited use; see also P. Maur Cocheril, Etudes sur le monachisme en Espagne et au Portugal (Paris, 1966). The establishment of church institutions in the Levant has been studied by R. I. Burns, S. J., The Crusader Kingdom of Valencia, 2 vols. (Cambridge, 1967). On the idea of the crusade, in addition to the work by José Goili Gaztambide cited in bibliography 4, see Carl Erdmann, Die Entstehung des Kreuzzuggedankens (Stuttgart, 1935). An alternative strategy is the topic of Burns's "Christian-Islamic Confrontation in the West: The Thirteenth-Century Dream of Conversion," American Historical Review 76, no.5 (Dec. 1971): 1386-1434.

    The two leading rival interpretations of medieval Hispanic culture and society are Américo Castro's The Spaniards (Berkeley, 1971), rev. ed. of The Structure of Spanish History; and Sánchez Albornoz's España: Un enigma histórico, 2 vols. (Buenos Aires, 1956). Castro's Aspectos del vivir hispánico (Santiago de Chile, 1949, Madrid, 1970), is useful on late medieval Castilian religious currents.

    The nineteenth-century polymath Marcelino Menéndez Pelayo produced a massive study of spiritual heterodoxy, Historia de los heterodoxos españoles, 8 vols. (Santander, 1946-48), but it is biased and out of date. Heresy in Catalonia has been studied by Jordi Ventura in "El Catarismo en Cataluña," Boletín de la Real Academia de Buenas Letras 28 (1959-60): 75-168, and "La Valdesía de Cataluña," 29 (1961-62): 275-317.
    A classic history of Hispanic Jewry is José Amador de los Ríos's Historia social, política y religiosa de los judíos de España y Portugal, 2 vols. (Madrid, 1875-76). Two more recent accounts are A. A. Neuman, The Jews in Spain, 2 vols. (Philadelphia, 1942), and Yitzhak Baer, A History of the Jews in Christian Spain, 2 vols. (Philadelphia, 1961). Both concentrate on the Jewish communities in Catalonia-Aragon; Baer emphasizes political and interethnic relations, while Neuman gives more attention to internal Jewish history.
    El francés es la lengua de nuestro enemigo cristiano y tienes que aprenderlo, el latín y el griego son las lenguas de Dios y nos habla en ellas a través de su Santa Iglesia, con el Turco solo hablamos con la espada, y ese idioma ya lo estas aprendiendo.

    Luís de Quijada a Jeromin

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    Respuesta: A History of Spain and Portugal

    I find rather good this resume on hispanic history by Stanley G. Payne. Regarding the portuguese history chapter, the sixth, it's quite isent and complete. A nice piece of light but reliable history reading.
    res eodem modo conservatur quo generantur
    SAGRADA HISPÂNIA
    HISPANIS OMNIS SVMVS

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